{
  "crd_number": 305224,
  "slug": "quiver-financial-holdings-llc-san-clemente-ca-305224",
  "primary_business_name": "QUIVER FINANCIAL HOLDINGS LLC",
  "legal_name": "QUIVER FINANCIAL HOLDINGS LLC",
  "dbas": [],
  "city": "San Clemente",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2020-03-30",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-06-03",
  "carried_forward": false,
  "raum_total": 84725000.0,
  "raum_discretionary": 84000000.0,
  "raum_non_discretionary": 725000.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 47000000.0,
      "count": 100
    },
    "investment_companies": {
      "raum": 725000.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 37000000.0,
      "count": 70
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based",
    "subscription"
  ],
  "advisory_activities": [
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://quiverfinancial.com",
    "https://twitter.com/quiverfinancial?lang=en"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305224",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "SAN CLEMENTE",
  "url": "https://advisorcensus.com/firm/quiver-financial-holdings-llc-san-clemente-ca-305224",
  "display_name": "Quiver Financial Holdings LLC",
  "summary": "Quiver Financial Holdings LLC is a state-registered investment advisory firm in San Clemente, CA, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 3, 2026.",
  "citation": "AdvisorCensus. Quiver Financial Holdings LLC (CRD 305224): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Quiver Financial Holdings LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Quiver Financial Holdings LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is Quiver Financial Holdings LLC located?",
      "a": "Quiver Financial Holdings LLC's principal office is in San Clemente, CA, according to its Form ADV."
    },
    {
      "q": "Is Quiver Financial Holdings LLC registered with the SEC or a state?",
      "a": "Quiver Financial Holdings LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 305224."
    },
    {
      "q": "How much does Quiver Financial Holdings LLC manage?",
      "a": "Quiver Financial Holdings LLC reports $84,725,000 in regulatory assets under management in its Form ADV filing dated June 3, 2026 (99% discretionary)."
    },
    {
      "q": "What types of clients does Quiver Financial Holdings LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (100); high net worth individuals (70); investment companies (1)."
    },
    {
      "q": "Does Quiver Financial Holdings LLC report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/305224"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/quiver-financial-holdings-llc-san-clemente-ca-305224.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 100,
      "fewer_than_5": false,
      "raum": 47000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 70,
      "fewer_than_5": false,
      "raum": 37000000.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 725000.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305224",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}