# Quint Investments and Insurance

> Quint Investments and Insurance is an SEC-registered investment advisory firm in Wappingers Falls, NY, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 168463
- Filed as: QUINT INVESTMENTS AND INSURANCE
- Legal name: Quint Wealth Management, Inc.
- Also doing business as: HUDSON VALLEY WEALTH MANAGEMENT GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wappingers Falls, NY
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168463
- AdvisorCensus page: https://advisorcensus.com/firm/quint-investments-and-insurance-wappingers-falls-ny-168463

## Quick answers

**How is Quint Investments and Insurance compensated?**
On its Form ADV (Item 5.E, October 2026), Quint Investments and Insurance reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Quint Investments and Insurance located?**
Quint Investments and Insurance's principal office is in Wappingers Falls, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Quint Investments and Insurance registered with the SEC or a state?**
Quint Investments and Insurance is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 168463.

**How much does Quint Investments and Insurance manage?**
Quint Investments and Insurance reports $110,371,469 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (94% discretionary).

**How have Quint Investments and Insurance's assets and staff changed since 2021?**
In the Form ADV data for Quint Investments and Insurance: Regulatory assets under management: $33,647,202 in the October 2021 data and $110,371,469 in the October 2026 data, up 228%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quint Investments and Insurance serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (386); high net worth individuals (11); pension and profit sharing plans (but not the plan participants or government pension plans) (9).

**Which custodians does Quint Investments and Insurance use?**
Quint Investments and Insurance's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Quint Investments and Insurance report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168463

**Does Quint Investments and Insurance state an account minimum?**
Its Form ADV Part 2A brochure dated May 11, 2026 says: "There is no account minimum."

**What changed in Quint Investments and Insurance's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $88,515,065 to $101,425,053 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 11, 2026)

- Account minimum: None

> There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $110,371,469
- Discretionary: $103,602,251
- Non-discretionary: $6,769,218

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 386 | $80,698,268 |
| High net worth individuals | 11 | $21,273,850 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $6,631,460 |
| Charitable organizations | 1 | $753,601 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $876,532 |
| Other | 1 | $137,758 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 9 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Poughkeepsie, NY

### Websites listed on Form ADV (Item 1.I)
- quintii.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $33,647,202 | 6 | May 12, 2021 |
| October 2022 | $41,987,763 | 5 | March 17, 2022 |
| October 2023 | $45,660,793 | 7 | April 19, 2023 |
| October 2024 | $55,976,194 | 7 | March 18, 2024 |
| October 2025 | $88,515,065 | 8 | June 25, 2025 |
| October 2026 | $110,371,469 | 9 | September 4, 2026 |

Regulatory assets under management: $33,647,202 in the October 2021 data and $110,371,469 in the October 2026 data, up 228%.
Total employees: 6 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $88,515,065 to $101,425,053 (+15%).

### February 2026
- Employees performing advisory functions went from 7 to 8.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quint Investments and Insurance (CRD 168463): Form ADV filing data as of October 2026.