# Queen City Capital Management, LLC

> Queen City Capital Management, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 162785
- Filed as: QUEEN CITY CAPITAL MANAGEMENT, LLC
- Also doing business as: OHANA WEALTH AND LIFE PLANNING
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162785
- AdvisorCensus page: https://advisorcensus.com/firm/queen-city-capital-management-llc-cincinnati-oh-162785

## Quick answers

**How is Queen City Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Queen City Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Queen City Capital Management, LLC located?**
Queen City Capital Management, LLC's principal office is in Cincinnati, OH, according to its Form ADV.

**Is Queen City Capital Management, LLC registered with the SEC or a state?**
Queen City Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162785.

**How much does Queen City Capital Management, LLC manage?**
Queen City Capital Management, LLC reports $114,372,169 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Queen City Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Queen City Capital Management, LLC: Regulatory assets under management: $110,326,635 in the October 2021 data and $114,372,169 in the October 2026 data, up 4%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Queen City Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (130); high net worth individuals (43).

**Which custodians does Queen City Capital Management, LLC use?**
Queen City Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC, Fidelity Management Trust Company and TIAA-CREF Individual & Institutional Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Queen City Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162785

**What changed in Queen City Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $102,948,095 to $114,372,169 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- Fidelity Management Trust Company
- TIAA-CREF Individual & Institutional Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $114,372,169
- Discretionary: $114,372,169
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 130 | $49,484,953 |
| High net worth individuals | 43 | $64,887,216 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, KY, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ohanalifeplanning.com
- ohanaplanning.com
- ohanawealthplanning.com
- qccmonline.com
- queencitycapitalmanagement.com
- Facebook @ohanaplanning
- Instagram @ohanaplanning
- LinkedIn @ohana-wealth-and-life-planning
- LinkedIn @jeff-spitzmiller-cfa®-rlp®-83172b50
- X @ohanaplanning

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $110,326,635 | 3 | May 7, 2021 |
| October 2022 | $109,763,665 | 3 | March 1, 2022 |
| October 2023 | $93,117,603 | 3 | April 13, 2023 |
| October 2024 | $99,624,197 | 3 | March 25, 2024 |
| October 2025 | $102,948,095 | 3 | April 4, 2025 |
| October 2026 | $114,372,169 | 2 | March 16, 2026 |

Regulatory assets under management: $110,326,635 in the October 2021 data and $114,372,169 in the October 2026 data, up 4%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $102,948,095 to $114,372,169 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Queen City Capital Management, LLC (CRD 162785): Form ADV filing data as of October 2026.