# Quartus Investment Advisors LLC

> Quartus Investment Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 6, 2026.

- CRD: 287597
- Filed as: QUARTUS INVESTMENT ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/287597
- AdvisorCensus page: https://advisorcensus.com/firm/quartus-investment-advisors-llc-new-york-ny-287597

## Quick answers

**How is Quartus Investment Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Quartus Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Quartus Investment Advisors LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Quartus Investment Advisors LLC located?**
Quartus Investment Advisors LLC's principal office is in New York, NY, according to its Form ADV.

**Is Quartus Investment Advisors LLC registered with the SEC or a state?**
Quartus Investment Advisors LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287597.

**How much does Quartus Investment Advisors LLC manage?**
Quartus Investment Advisors LLC reports $155,124,219 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (100% discretionary).

**How have Quartus Investment Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Quartus Investment Advisors LLC: Regulatory assets under management: $51,394,224 in the October 2021 data and $155,124,219 in the October 2026 data, up 202%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quartus Investment Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Quartus Investment Advisors LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287597

**Does Quartus Investment Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "The prescribed minimum investment for the Fund is $1mm. At the General Partner’s and the Firm’s discretion, the minimum investment may be waived."

**What changed in Quartus Investment Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $31,213,611 to $155,124,219 (+397%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> The Firm earns up to 2% management fee per year, paid quarterly in advance, based on the committed capital during the commitment period and thereafter 2% per year based on the invested capital.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The prescribed minimum investment for the Fund is $1mm. At the General Partner’s and the Firm’s discretion, the minimum investment may be waived.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $155,124,219
- Discretionary: $155,124,219
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $155,124,219 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287597

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $51,394,224 | 2 | May 5, 2021 |
| October 2022 | $41,195,690 | 2 | March 30, 2022 |
| October 2023 | $12,099,019 | 2 | March 31, 2023 |
| October 2024 | $19,540,535 | 1 | May 2, 2024 |
| October 2025 | $31,213,611 | 1 | April 30, 2025 |
| October 2026 | $155,124,219 | 1 | May 6, 2026 |

Regulatory assets under management: $51,394,224 in the October 2021 data and $155,124,219 in the October 2026 data, up 202%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $31,213,611 to $155,124,219 (+397%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quartus Investment Advisors LLC (CRD 287597): Form ADV filing data as of October 2026.