# Quantum Financial Services Inc.

> Quantum Financial Services Inc. is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 121631
- Filed as: QUANTUM FINANCIAL SERVICES INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Indianapolis, IN
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121631
- AdvisorCensus page: https://advisorcensus.com/firm/quantum-financial-services-inc-indianapolis-in-121631

## Quick answers

**How is Quantum Financial Services Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Quantum Financial Services Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Quantum Financial Services Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $400,000: 1% a year; $400,000 to $750,000: 0.75% a year; Above $750,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Quantum Financial Services Inc. located?**
Quantum Financial Services Inc.'s principal office is in Indianapolis, IN, according to its Form ADV.

**Is Quantum Financial Services Inc. registered with the SEC or a state?**
Quantum Financial Services Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 121631.

**How much does Quantum Financial Services Inc. manage?**
Quantum Financial Services Inc. reports $730,899,118 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

**How have Quantum Financial Services Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Quantum Financial Services Inc.: Regulatory assets under management: $252,087,018 in the October 2021 data and $730,899,118 in the October 2026 data, up 190%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quantum Financial Services Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (78).

**Does Quantum Financial Services Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121631

**What changed in Quantum Financial Services Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $590,797,612 to $730,899,118 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Up to $400,000: 1% a year
- $400,000 to $750,000: 0.75% a year
- Above $750,000: 0.5% a year

>  $0 - $400,000: 1.00%  $400,000 - $750,000: 0.75%  $750,000 and above: 0.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $730,899,118
- Discretionary: $0
- Non-discretionary: $730,899,118

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| High net worth individuals | 78 | $730,899,118 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- quantumfinancialinc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $252,087,018 | 2 | March 30, 2021 |
| October 2022 | $321,400,309 | 3 | March 31, 2022 |
| October 2023 | $329,128,027 | 3 | March 30, 2023 |
| October 2024 | $486,405,973 | 2 | July 15, 2024 |
| October 2025 | $590,797,612 | 2 | March 21, 2025 |
| October 2026 | $730,899,118 | 2 | March 31, 2026 |

Regulatory assets under management: $252,087,018 in the October 2021 data and $730,899,118 in the October 2026 data, up 190%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $590,797,612 to $730,899,118 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quantum Financial Services Inc. (CRD 121631): Form ADV filing data as of October 2026.