{ "crd_number": 138112, "slug": "quantum-financial-partners-llc-overland-park-ks-138112", "primary_business_name": "QUANTUM FINANCIAL PARTNERS LLC", "legal_name": "QUANTUM FINANCIAL PARTNERS LLC", "dbas": [], "city": "Overland Park", "state": "KS", "country": "United States", "cbsa_code": "28140", "metro": { "cbsa_code": "28140", "common_name": "Kansas City", "msa_name": "Kansas City, MO-KS", "path": "/advisors/mo/kansas-city" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-02-26", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-09-04", "carried_forward": false, "raum_total": 148559060.0, "raum_discretionary": 148559060.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 9, "advisory_employees": 7, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 53729060.0, "count": 78, "description": "TO BE ALLOCATED AT ANNUAL UPDATE" }, "charitable": { "raum": 7130000.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 24450000.0, "count": 274 }, "high_net_worth_individuals": { "raum": 53650000.0, "count": 42 }, "pooled_investment_vehicles": { "raum": 9600000.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "CA", "CO", "FL", "IA", "KS", "MO", "NE", "TX" ], "websites": [ "https://facebook.com/Quantum-Financial-Partners-LLC-102390401166122", "https://linkedin.com/company/quantum-financial-partners-llc", "https://octopuslp.com", "https://qfp-llc.com", "https://qfpwealth.com", "https://quantumfinancialpartners.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/138112", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "OVERLAND PARK", "url": "https://advisorcensus.com/firm/quantum-financial-partners-llc-overland-park-ks-138112", "display_name": "Quantum Financial Partners LLC", "summary": "Quantum Financial Partners LLC is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.", "citation": "AdvisorCensus. Quantum Financial Partners LLC (CRD 138112): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Quantum Financial Partners LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Quantum Financial Partners LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "How much does Quantum Financial Partners LLC charge?", "a": "Its Form ADV Part 2A brochure dated April 10, 2026 states: Asset-based fee: 0.7% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Quantum Financial Partners LLC located?", "a": "Quantum Financial Partners LLC's principal office is in Overland Park, KS, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Quantum Financial Partners LLC registered with the SEC or a state?", "a": "Quantum Financial Partners LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 138112." }, { "q": "How much does Quantum Financial Partners LLC manage?", "a": "Quantum Financial Partners LLC reports $148,559,060 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary)." }, { "q": "What types of clients does Quantum Financial Partners LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (274); other (78); high net worth individuals (42)." }, { "q": "Which custodians does Quantum Financial Partners LLC use?", "a": "Quantum Financial Partners LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Quantum Financial Partners LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138112" }, { "q": "Does Quantum Financial Partners LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated April 10, 2026 says: \"The firm does not require minimum assets to open and/or maintain an account but reserves the right to decline certain engagements.\"" }, { "q": "What changed in Quantum Financial Partners LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Registered or notice-filed in CO." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Registered or notice-filed in CO." ] }, { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Employees performing advisory functions went from 6 to 7.", "Registered or notice-filed in CA, FL." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated April 10, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.7% to 1.5% a year", "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.7% to 1.5% a year (a range, as the brochure states it)" ], "quotes": [ "Annual fees range from 0.70 to 1.50% annually, and are negotiated based on type of account, level of service provided, and other account related factors." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "The firm does not require minimum assets to open and/or maintain an account but reserves the right to decline certain engagements." ] } ], "values": { "tiers": [], "range_pct": [ 0.7, 1.5 ], "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Annual fees range from 0.70 to 1.50% annually, and are negotiated based on type of account, level of service provided, and other account related factors.", "The firm does not require minimum assets to open and/or maintain an account but reserves the right to decline certain engagements." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/quantum-financial-partners-llc-overland-park-ks-138112.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 274, "fewer_than_5": false, "raum": 24450000.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 42, "fewer_than_5": false, "raum": 53650000.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 9600000.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 7130000.0 }, { "type": "other", "label": "Other", "count": 78, "fewer_than_5": false, "raum": 53729060.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/138112", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }