# Quantum Financial Advisors, LLC

> Quantum Financial Advisors, LLC is an SEC-registered investment advisory firm in Santa Monica, CA, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 5, 2026.

- CRD: 317386
- Filed as: QUANTUM FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Monica, CA
- Filing period: October 2026
- Form ADV filing dated: June 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317386
- AdvisorCensus page: https://advisorcensus.com/firm/quantum-financial-advisors-llc-santa-monica-ca-317386

## Quick answers

**How is Quantum Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Quantum Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Quantum Financial Advisors, LLC located?**
Quantum Financial Advisors, LLC's principal office is in Santa Monica, CA, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Quantum Financial Advisors, LLC registered with the SEC or a state?**
Quantum Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317386.

**How much does Quantum Financial Advisors, LLC manage?**
Quantum Financial Advisors, LLC reports $1,484,111,762 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (99% discretionary).

**How have Quantum Financial Advisors, LLC's assets and staff changed since 2022?**
In the Form ADV data for Quantum Financial Advisors, LLC: Regulatory assets under management: $887,262,307 in the October 2022 data and $1,484,111,762 in the October 2026 data, up 67%. Total employees: 12 in October 2022 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quantum Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (280); high net worth individuals (171).

**Which custodians does Quantum Financial Advisors, LLC use?**
Quantum Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Quantum Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317386

**What changed in Quantum Financial Advisors, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $1,229,915,377 to $1,484,111,762 (+21%). Registered or notice-filed in IN. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,484,111,762
- Discretionary: $1,470,469,309
- Non-discretionary: $13,642,453

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 280 | $285,023,988 |
| High net worth individuals | 171 | $1,186,418,326 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $12,160,479 |
| Corporations or other businesses not listed above | Fewer than 5 | $508,969 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 16 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CA, CO, FL, IN, MA, MD, NC, NH, NJ, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- El Segundo, CA
- Pasadena, CA

### Websites listed on Form ADV (Item 1.I)
- quantumadvisors.com
- Facebook @quantumadvisors
- LinkedIn @quantumadvisors
- X @quantum_advisor

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $887,262,307 | 12 | May 13, 2022 |
| October 2023 | $816,281,370 | 13 | August 16, 2023 |
| October 2024 | $972,227,177 | 13 | March 20, 2024 |
| October 2025 | $1,229,915,377 | 16 | March 18, 2025 |
| October 2026 | $1,484,111,762 | 16 | June 5, 2026 |

Regulatory assets under management: $887,262,307 in the October 2022 data and $1,484,111,762 in the October 2026 data, up 67%.
Total employees: 12 in October 2022 and 16 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $1,229,915,377 to $1,484,111,762 (+21%).
- Registered or notice-filed in IN.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quantum Financial Advisors, LLC (CRD 317386): Form ADV filing data as of October 2026.