{ "crd_number": 317386, "slug": "quantum-financial-advisors-llc-santa-monica-ca-317386", "primary_business_name": "QUANTUM FINANCIAL ADVISORS, LLC", "legal_name": "QUANTUM FINANCIAL ADVISORS, LLC", "dbas": [], "city": "Santa Monica", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-01-03", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-06-05", "carried_forward": false, "raum_total": 1484111762.0, "raum_discretionary": 1470469309.0, "raum_non_discretionary": 13642453.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 16, "advisory_employees": 11, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 285023988.0, "count": 280 }, "pension_profit_sharing": { "raum": 12160479.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 1186418326.0, "count": 171 }, "corporations_other_businesses": { "raum": 508969.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AR", "CA", "CO", "FL", "IN", "MA", "MD", "NC", "NH", "NJ", "NY", "OR", "TX", "WA" ], "websites": [ "https://facebook.com/quantumadvisors", "https://linkedin.com/company/quantumadvisors", "https://quantumadvisors.com", "https://twitter.com/quantum_advisor?lang=en" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317386", "city_as_filed": "SANTA MONICA", "url": "https://advisorcensus.com/firm/quantum-financial-advisors-llc-santa-monica-ca-317386", "display_name": "Quantum Financial Advisors, LLC", "summary": "Quantum Financial Advisors, LLC is an SEC-registered investment advisory firm in Santa Monica, CA, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 5, 2026.", "citation": "AdvisorCensus. Quantum Financial Advisors, LLC (CRD 317386): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services" ], "quick_answers": [ { "q": "How is Quantum Financial Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Quantum Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Quantum Financial Advisors, LLC located?", "a": "Quantum Financial Advisors, LLC's principal office is in Santa Monica, CA, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Quantum Financial Advisors, LLC registered with the SEC or a state?", "a": "Quantum Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317386." }, { "q": "How much does Quantum Financial Advisors, LLC manage?", "a": "Quantum Financial Advisors, LLC reports $1,484,111,762 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (99% discretionary)." }, { "q": "How have Quantum Financial Advisors, LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Quantum Financial Advisors, LLC: Regulatory assets under management: $887,262,307 in the October 2022 data and $1,484,111,762 in the October 2026 data, up 67%. Total employees: 12 in October 2022 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Quantum Financial Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (280); high net worth individuals (171)." }, { "q": "Which custodians does Quantum Financial Advisors, LLC use?", "a": "Quantum Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Quantum Financial Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317386" }, { "q": "What changed in Quantum Financial Advisors, LLC's recent Form ADV filings?", "a": "In the February 2026 filing data: Regulatory assets under management went from $1,229,915,377 to $1,484,111,762 (+21%). Registered or notice-filed in IN. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 887262307.0, "total_employees": 12, "filing_date": "2022-05-13" }, { "period": "2023-10-01", "regulatory_assets_under_management": 816281370.0, "total_employees": 13, "filing_date": "2023-08-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 972227177.0, "total_employees": 13, "filing_date": "2024-03-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1229915377.0, "total_employees": 16, "filing_date": "2025-03-18" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1484111762.0, "total_employees": 16, "filing_date": "2026-06-05" } ], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Regulatory assets under management went from $1,229,915,377 to $1,484,111,762 (+21%).", "Registered or notice-filed in IN.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in AZ." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/quantum-financial-advisors-llc-santa-monica-ca-317386.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 280, "fewer_than_5": false, "raum": 285023988.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 171, "fewer_than_5": false, "raum": 1186418326.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 12160479.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 508969.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317386", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }