# Quantum Capital Investments, Inc.

> Quantum Capital Investments, Inc. is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 8, 2026.

- CRD: 156037
- Filed as: QUANTUM CAPITAL INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156037
- AdvisorCensus page: https://advisorcensus.com/firm/quantum-capital-investments-inc-156037

## Quick answers

**How is Quantum Capital Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Quantum Capital Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Quantum Capital Investments, Inc. charge?**
Its Form ADV Part 2A brochure dated June 8, 2026 states: Flat fee: $2,400 (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Quantum Capital Investments, Inc. registered with the SEC or a state?**
Quantum Capital Investments, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 156037.

**How much does Quantum Capital Investments, Inc. manage?**
Quantum Capital Investments, Inc. reports $153,000,000 in regulatory assets under management in its Form ADV filing dated June 8, 2026 (100% discretionary).

**How have Quantum Capital Investments, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Quantum Capital Investments, Inc.: Regulatory assets under management: $125,000,000 in the October 2025 data and $153,000,000 in the October 2026 data, up 22%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quantum Capital Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (169); high net worth individuals (20).

**Which custodians does Quantum Capital Investments, Inc. use?**
Quantum Capital Investments, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Quantum Capital Investments, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156037

**Does Quantum Capital Investments, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated June 8, 2026 says: "QCI does not require a minimum to open or maintain an account."

**What changed in Quantum Capital Investments, Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $125,000,000 to $144,000,000 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 8, 2026)

- Account minimum: None

> QCI does not require a minimum to open or maintain an account.

- Flat fee: $2,400 (financial planning)

> QCI charges a maximum fixed fee of $2,400 for financial planning, based on complexity and unique Client needs for financial planning.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $153,000,000
- Discretionary: $153,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 169 | $58,000,000 |
| High net worth individuals | 20 | $95,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- quantumcapitalinvestments.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $125,000,000 | 2 | May 23, 2025 |
| October 2026 | $153,000,000 | 2 | June 8, 2026 |

Regulatory assets under management: $125,000,000 in the October 2025 data and $153,000,000 in the October 2026 data, up 22%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $125,000,000 to $144,000,000 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quantum Capital Investments, Inc. (CRD 156037): Form ADV filing data as of October 2026.