{ "crd_number": 160267, "slug": "quantum-capital-group-houston-tx-160267", "primary_business_name": "QUANTUM CAPITAL GROUP", "legal_name": "QUANTUM ADVISERS, LLC", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-06-30", "carried_forward": false, "raum_total": 490634138.0, "raum_discretionary": 490634138.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 144, "advisory_employees": 65, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 490634138.0, "count": 9 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/quantum-energy-partners", "https://quantumcap.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160267", "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/quantum-capital-group-houston-tx-160267", "display_name": "Quantum Capital Group", "summary": "Quantum Capital Group is an SEC-registered investment advisory firm in Houston, TX, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.", "citation": "AdvisorCensus. Quantum Capital Group (CRD 160267): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Quantum Capital Group compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Quantum Capital Group reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Quantum Capital Group located?", "a": "Quantum Capital Group's principal office is in Houston, TX, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Quantum Capital Group registered with the SEC or a state?", "a": "Quantum Capital Group is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160267." }, { "q": "How much does Quantum Capital Group manage?", "a": "Quantum Capital Group reports $490,634,138 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary)." }, { "q": "How have Quantum Capital Group's assets and staff changed since 2021?", "a": "In the Form ADV data for Quantum Capital Group: Regulatory assets under management: $1,383,068,018 in the October 2021 data and $490,634,138 in the October 2026 data, down 65%. Total employees: 65 in October 2021 and 144 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Quantum Capital Group serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9)." }, { "q": "Does Quantum Capital Group report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160267" }, { "q": "Does Quantum Capital Group state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"Typically, a minimum investment amount of $10 million is imposed on third parties investing in the investment vehicles for which the Company acts as investment adviser. This minimum may be subject to reduction upon prior agreement by the Company or an affiliate\"" }, { "q": "What changed in Quantum Capital Group's recent Form ADV filings?", "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1383068018.0, "total_employees": 65, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1408024147.0, "total_employees": 78, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 864545302.0, "total_employees": 97, "filing_date": "2023-05-17" }, { "period": "2024-10-01", "regulatory_assets_under_management": 539702786.0, "total_employees": 118, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 497231274.0, "total_employees": 130, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 490634138.0, "total_employees": 144, "filing_date": "2026-06-30" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 64 to 65.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$10,000,000", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $10,000,000" ], "quotes": [ "Typically, a minimum investment amount of $10 million is imposed on third parties investing in the investment vehicles for which the Company acts as investment adviser. This minimum may be subject to reduction upon prior agreement by the Company or an affiliate" ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 10000000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Typically, a minimum investment amount of $10 million is imposed on third parties investing in the investment vehicles for which the Company acts as investment adviser. This minimum may be subject to reduction upon prior agreement by the Company or an affiliate" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/quantum-capital-group-houston-tx-160267.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 9, "fewer_than_5": false, "raum": 490634138.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160267", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }