{ "crd_number": 141476, "slug": "quantum-advisors-private-limited-mumbai-141476", "primary_business_name": "QUANTUM ADVISORS PRIVATE LIMITED", "legal_name": "QUANTUM ADVISORS PRIVATE LIMITED", "dbas": [], "city": "Mumbai", "state": null, "country": "India", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2009-07-30", "years_registered": 17, "period": "2026-10-01", "filing_date": "2026-06-25", "carried_forward": false, "raum_total": 1754989507.0, "raum_discretionary": 1754989507.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 68, "advisory_employees": 20, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 1753253.0, "count": null, "description": "PROPRIETARY ACCOUNTS", "fewer_than_5": true }, "individuals": { "raum": 5504072.0, "count": null, "fewer_than_5": true }, "insurance_companies": { "raum": 69174252.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 1087659.0, "count": 1 }, "pooled_investment_vehicles": { "raum": 33459073.0, "count": 2 }, "sovereign_wealth_foreign_official": { "raum": 1644011198.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/qasl", "https://qasl.com", "https://x.com/QIndiaInvesting", "https://youtube.com/@quantumadvisorsindia" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141476", "city_as_filed": "MUMBAI", "url": "https://advisorcensus.com/firm/quantum-advisors-private-limited-mumbai-141476", "display_name": "Quantum Advisors Private Limited", "summary": "Quantum Advisors Private Limited is an SEC-registered investment advisory firm in Mumbai, India, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 25, 2026.", "citation": "AdvisorCensus. Quantum Advisors Private Limited (CRD 141476): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Quantum Advisors Private Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Quantum Advisors Private Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Quantum Advisors Private Limited located?", "a": "Quantum Advisors Private Limited's principal office is in Mumbai, India, according to its Form ADV; the July 2025 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Quantum Advisors Private Limited registered with the SEC or a state?", "a": "Quantum Advisors Private Limited is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 141476." }, { "q": "How much does Quantum Advisors Private Limited manage?", "a": "Quantum Advisors Private Limited reports $1,754,989,507 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (100% discretionary)." }, { "q": "How have Quantum Advisors Private Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Quantum Advisors Private Limited: Regulatory assets under management: $2,926,248,679 in the October 2021 data and $1,754,989,507 in the October 2026 data, down 40%. Total employees: 58 in October 2021 and 68 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Quantum Advisors Private Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); investment companies (1)." }, { "q": "Which custodians does Quantum Advisors Private Limited use?", "a": "Quantum Advisors Private Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank N.A, New York Branch as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Quantum Advisors Private Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141476" }, { "q": "What changed in Quantum Advisors Private Limited's recent Form ADV filings?", "a": "In the July 2026 filing data: Employees performing advisory functions went from 15 to 20. Regulatory assets under management went from $2,278,988,997 to $1,754,989,507 (-23%). No longer lists an office in Mumbai. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2926248679.0, "total_employees": 58, "filing_date": "2021-09-02" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2533671995.0, "total_employees": 55, "filing_date": "2022-06-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2014968352.0, "total_employees": 57, "filing_date": "2023-06-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2296615191.0, "total_employees": 58, "filing_date": "2024-06-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2278988997.0, "total_employees": 57, "filing_date": "2025-06-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1754989507.0, "total_employees": 68, "filing_date": "2026-06-25" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Employees performing advisory functions went from 15 to 20.", "Regulatory assets under management went from $2,278,988,997 to $1,754,989,507 (-23%).", "No longer lists an office in Mumbai.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Citibank N.A, New York Branch", "name_as_filed": "CITIBANK N.A, NEW YORK BRANCH", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/quantum-advisors-private-limited-mumbai-141476.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": null, "fewer_than_5": true, "raum": 5504072.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 1087659.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 33459073.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 69174252.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 1644011198.0 }, { "type": "other", "label": "Other", "count": null, "fewer_than_5": true, "raum": 1753253.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141476", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }