# Quantitative Process, LLC

> Quantitative Process, LLC is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 165699
- Filed as: QUANTITATIVE PROCESS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165699
- AdvisorCensus page: https://advisorcensus.com/firm/quantitative-process-llc-charlotte-nc-165699

## Quick answers

**How is Quantitative Process, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Quantitative Process, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Quantitative Process, LLC located?**
Quantitative Process, LLC's principal office is in Charlotte, NC, according to its Form ADV.

**Is Quantitative Process, LLC registered with the SEC or a state?**
Quantitative Process, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 165699.

**How much does Quantitative Process, LLC manage?**
Quantitative Process, LLC reports $502,114,653 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (43% discretionary).

**How have Quantitative Process, LLC's assets and staff changed since 2021?**
In the Form ADV data for Quantitative Process, LLC: Regulatory assets under management: $279,300,339 in the October 2021 data and $502,114,653 in the October 2026 data, up 80%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quantitative Process, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); pension and profit sharing plans (but not the plan participants or government pension plans) (48); high net worth individuals (46).

**Does Quantitative Process, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165699

**What changed in Quantitative Process, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $454,403,768 to $502,114,653 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $502,114,653
- Discretionary: $217,362,331
- Non-discretionary: $284,752,322

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $22,120,770 |
| High net worth individuals | 46 | $81,386,997 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 48 | $398,606,886 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- quantpro.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $279,300,339 | 3 | March 18, 2021 |
| October 2022 | $465,798,831 | 3 | March 15, 2022 |
| October 2023 | $381,992,245 | 3 | March 23, 2023 |
| October 2024 | $408,185,191 | 3 | March 7, 2024 |
| October 2025 | $454,403,768 | 3 | March 13, 2025 |
| October 2026 | $502,114,653 | 3 | February 27, 2026 |

Regulatory assets under management: $279,300,339 in the October 2021 data and $502,114,653 in the October 2026 data, up 80%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $454,403,768 to $502,114,653 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quantitative Process, LLC (CRD 165699): Form ADV filing data as of October 2026.