# Quantitative Asset Management, LLC

> Quantitative Asset Management, LLC is an SEC-registered investment advisory firm in Minnetonka, MN, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 143279
- Filed as: QUANTITATIVE ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Minnetonka, MN
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143279
- AdvisorCensus page: https://advisorcensus.com/firm/quantitative-asset-management-llc-minnetonka-mn-143279

## Quick answers

**How is Quantitative Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Quantitative Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Quantitative Asset Management, LLC located?**
Quantitative Asset Management, LLC's principal office is in Minnetonka, MN, according to its Form ADV.

**Is Quantitative Asset Management, LLC registered with the SEC or a state?**
Quantitative Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143279.

**How much does Quantitative Asset Management, LLC manage?**
Quantitative Asset Management, LLC reports $187,409,295 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Quantitative Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Quantitative Asset Management, LLC: Regulatory assets under management: $150,342,876 in the October 2021 data and $187,409,295 in the October 2026 data, up 25%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quantitative Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (109); high net worth individuals (44); charitable organizations (2).

**Which custodians does Quantitative Asset Management, LLC use?**
Quantitative Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does Quantitative Asset Management, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143279

**What changed in Quantitative Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $163,575,632 to $187,409,295 (+15%). Registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $187,409,295
- Discretionary: $187,409,295
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 109 | $36,103,659 |
| High net worth individuals | 44 | $137,916,300 |
| Charitable organizations | 2 | $13,389,336 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MN, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143279

### Websites listed on Form ADV (Item 1.I)
- qamgmt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $150,342,876 | 2 | September 1, 2021 |
| October 2022 | $162,574,797 | 2 | February 1, 2022 |
| October 2023 | $152,971,649 | 2 | March 3, 2023 |
| October 2024 | $171,741,051 | 2 | February 7, 2024 |
| October 2025 | $163,575,632 | 2 | March 13, 2025 |
| October 2026 | $187,409,295 | 2 | March 27, 2026 |

Regulatory assets under management: $150,342,876 in the October 2021 data and $187,409,295 in the October 2026 data, up 25%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $163,575,632 to $187,409,295 (+15%).
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quantitative Asset Management, LLC (CRD 143279): Form ADV filing data as of October 2026.