{
  "crd_number": 143279,
  "slug": "quantitative-asset-management-llc-minnetonka-mn-143279",
  "primary_business_name": "QUANTITATIVE ASSET MANAGEMENT, LLC",
  "legal_name": "QUANTITATIVE ASSET MANAGEMENT, LLC",
  "dbas": [],
  "city": "Minnetonka",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-03-15",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 187409295.0,
  "raum_discretionary": 187409295.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 13389336.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 36103659.0,
      "count": 109
    },
    "high_net_worth_individuals": {
      "raum": 137916300.0,
      "count": 44
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA",
    "MN",
    "TX"
  ],
  "websites": [
    "https://qamgmt.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143279",
  "disclosure_items": [
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "MINNETONKA",
  "url": "https://advisorcensus.com/firm/quantitative-asset-management-llc-minnetonka-mn-143279",
  "display_name": "Quantitative Asset Management, LLC",
  "summary": "Quantitative Asset Management, LLC is an SEC-registered investment advisory firm in Minnetonka, MN, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Quantitative Asset Management, LLC (CRD 143279): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Quantitative Asset Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Quantitative Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Quantitative Asset Management, LLC located?",
      "a": "Quantitative Asset Management, LLC's principal office is in Minnetonka, MN, according to its Form ADV."
    },
    {
      "q": "Is Quantitative Asset Management, LLC registered with the SEC or a state?",
      "a": "Quantitative Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143279."
    },
    {
      "q": "How much does Quantitative Asset Management, LLC manage?",
      "a": "Quantitative Asset Management, LLC reports $187,409,295 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Quantitative Asset Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Quantitative Asset Management, LLC: Regulatory assets under management: $150,342,876 in the October 2021 data and $187,409,295 in the October 2026 data, up 25%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Quantitative Asset Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (109); high net worth individuals (44); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Quantitative Asset Management, LLC use?",
      "a": "Quantitative Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Quantitative Asset Management, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143279"
    },
    {
      "q": "What changed in Quantitative Asset Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $163,575,632 to $187,409,295 (+15%). Registered or notice-filed in CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 150342876.0,
      "total_employees": 2,
      "filing_date": "2021-09-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 162574797.0,
      "total_employees": 2,
      "filing_date": "2022-02-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 152971649.0,
      "total_employees": 2,
      "filing_date": "2023-03-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 171741051.0,
      "total_employees": 2,
      "filing_date": "2024-02-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 163575632.0,
      "total_employees": 2,
      "filing_date": "2025-03-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 187409295.0,
      "total_employees": 2,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $163,575,632 to $187,409,295 (+15%).",
        "Registered or notice-filed in CA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab",
      "name_as_filed": "CHARLES SCHWAB",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/quantitative-asset-management-llc-minnetonka-mn-143279.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 109,
      "fewer_than_5": false,
      "raum": 36103659.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 137916300.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 13389336.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143279",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}