# Quadcap Wealth Management, LLC

> Quadcap Wealth Management, LLC is an SEC-registered investment advisory firm in Frisco, TX, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.

- CRD: 151490
- Filed as: QUADCAP WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Frisco, TX
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151490
- AdvisorCensus page: https://advisorcensus.com/firm/quadcap-wealth-management-llc-frisco-tx-151490

## Quick answers

**How is Quadcap Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Quadcap Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Quadcap Wealth Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Quadcap Wealth Management, LLC located?**
Quadcap Wealth Management, LLC's principal office is in Frisco, TX, according to its Form ADV.

**Is Quadcap Wealth Management, LLC registered with the SEC or a state?**
Quadcap Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 151490.

**How much does Quadcap Wealth Management, LLC manage?**
Quadcap Wealth Management, LLC reports $1,340,491,684 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary).

**How have Quadcap Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Quadcap Wealth Management, LLC: Regulatory assets under management: $558,574,822 in the October 2021 data and $1,340,491,684 in the October 2026 data, up 140%. Total employees: 11 in October 2021 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quadcap Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (294); individuals (other than high net worth individuals) (288).

**Which custodians does Quadcap Wealth Management, LLC use?**
Quadcap Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Quadcap Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151490

**What changed in Quadcap Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 12 to 18. Regulatory assets under management went from $1,136,687,690 to $1,340,491,684 (+18%). Registered or notice-filed in MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Clients are charged for QuadCap’s asset management services as a percentage of assets under management. The fee is negotiable at the adviser’s discretion and can be based on the nature and complexity of the engagement, length of relationship, and asset amount or life cycle of the account up to a maximum of 1%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,340,491,684
- Discretionary: $1,336,322,874
- Non-discretionary: $4,168,810

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 288 | $59,565,816 |
| High net worth individuals | 294 | $1,268,964,629 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,263,893 |
| Charitable organizations | Fewer than 5 | $9,697,346 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 23 total, 18 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, FL, GA, IL, LA, MA, MI, MS, NC, NE, NY, PA, SC, TX, VI, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- quadcapwm.com
- LinkedIn @quadcap-wealth-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $558,574,822 | 11 | March 29, 2021 |
| October 2022 | $685,654,917 | 11 | March 31, 2022 |
| October 2023 | $638,622,955 | 12 | September 8, 2023 |
| October 2024 | $769,712,875 | 16 | March 29, 2024 |
| October 2025 | $1,136,687,690 | 19 | March 31, 2025 |
| October 2026 | $1,340,491,684 | 23 | September 16, 2026 |

Regulatory assets under management: $558,574,822 in the October 2021 data and $1,340,491,684 in the October 2026 data, up 140%.
Total employees: 11 in October 2021 and 23 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 12 to 18.
- Regulatory assets under management went from $1,136,687,690 to $1,340,491,684 (+18%).
- Registered or notice-filed in MA.

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quadcap Wealth Management, LLC (CRD 151490): Form ADV filing data as of October 2026.