# Quad Investment Management Corp.

> Quad Investment Management Corp. is an SEC-registered investment advisory firm in Seoul, Yeongdeungpo-Gu, Korea, South, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 331606
- Filed as: QUAD INVESTMENT MANAGEMENT CORP.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seoul, Yeongdeungpo-Gu, Korea, South
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331606
- AdvisorCensus page: https://advisorcensus.com/firm/quad-investment-management-corp-seoul-yeongdeungpo-gu-331606

## Quick answers

**How is Quad Investment Management Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Quad Investment Management Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Quad Investment Management Corp. located?**
Quad Investment Management Corp.'s principal office is in Seoul, Yeongdeungpo-Gu, Korea, South, according to its Form ADV.

**Is Quad Investment Management Corp. registered with the SEC or a state?**
Quad Investment Management Corp. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 331606.

**How much does Quad Investment Management Corp. manage?**
Quad Investment Management Corp. reports $2,623,829,206 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (98% discretionary).

**What types of clients does Quad Investment Management Corp. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (36); corporations or other businesses not listed above (18); other investment advisers (8).

**Which custodians does Quad Investment Management Corp. use?**
Quad Investment Management Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank, N.A. as a custodian holding 10% or more of its separately managed account assets.

**Does Quad Investment Management Corp. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331606

**What changed in Quad Investment Management Corp.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $2,278,254,422 to $2,623,829,206 (+15%). Employees performing advisory functions went from 23 to 24.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Citibank, N.A.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,623,829,206
- Discretionary: $2,561,462,382
- Non-discretionary: $62,366,824

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 3 | $5,378,579 |
| Pooled investment vehicles (other than investment companies and business development companies) | 36 | $857,767,263 |
| Other investment advisers | 8 | $62,366,823 |
| Sovereign wealth funds and foreign official institutions | 2 | $1,600,783,502 |
| Corporations or other businesses not listed above | 18 | $97,533,039 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (0 years)
- Employees: 45 total, 24 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331606

### Websites listed on Form ADV (Item 1.I)
- [quadim.com](https://quadim.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | Not reported | February 11, 2025 |
| October 2026 | $2,623,829,206 | 45 | March 12, 2026 |


## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $2,278,254,422 to $2,623,829,206 (+15%).
- Employees performing advisory functions went from 23 to 24.

### December 2025
- Moved from exempt reporting adviser status to SEC registration.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quad Investment Management Corp. (CRD 331606): Form ADV filing data as of October 2026.