# Quad City Investment Center

> Quad City Investment Center is an SEC-registered investment advisory firm in Moline, IL, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 112187
- Filed as: QUAD CITY INVESTMENT CENTER
- Legal name: Quad City Investment Advisors, LLC
- Also doing business as: QUAD CITY INVESTMENT CENTER
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Moline, IL
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112187
- AdvisorCensus page: https://advisorcensus.com/firm/quad-city-investment-center-moline-il-112187

## Quick answers

**How is Quad City Investment Center compensated?**
On its Form ADV (Item 5.E, October 2026), Quad City Investment Center reports these compensation arrangements: a percentage of assets under its management.

**How much does Quad City Investment Center charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 0.6% to 1.35% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Quad City Investment Center located?**
Quad City Investment Center's principal office is in Moline, IL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Quad City Investment Center registered with the SEC or a state?**
Quad City Investment Center is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 112187.

**How much does Quad City Investment Center manage?**
Quad City Investment Center reports $407,964,628 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Quad City Investment Center's assets and staff changed since 2021?**
In the Form ADV data for Quad City Investment Center: Regulatory assets under management: $255,165,140 in the October 2021 data and $407,964,628 in the October 2026 data, up 60%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Quad City Investment Center serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (455); high net worth individuals (253); charitable organizations (25).

**Which custodians does Quad City Investment Center use?**
Quad City Investment Center's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Quad City Investment Center report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112187

**What changed in Quad City Investment Center's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $308,626,743 to $407,964,628 (+32%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Asset-based fee: 0.6% to 1.35% a year (a range, as the brochure states it)

> Our annual fee for portfolio management services varies between 0.60% and 1.35% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $407,964,628
- Discretionary: $407,964,628
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 455 | $89,051,609 |
| High net worth individuals | 253 | $284,894,810 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $480,197 |
| Charitable organizations | 25 | $17,733,265 |
| Corporations or other businesses not listed above | 12 | $15,804,747 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2001 (25 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, IA, IL, MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Davenport, IA

### Websites listed on Form ADV (Item 1.I)
- [qcbt.bank/QCIC](https://qcbt.bank/QCIC)
- Facebook @QuadCityInvestmentCenter

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $255,165,140 | 6 | March 10, 2021 |
| October 2022 | $289,371,460 | 6 | April 4, 2022 |
| October 2023 | $263,197,180 | 7 | September 27, 2023 |
| October 2024 | $245,219,496 | 7 | February 15, 2024 |
| October 2025 | $308,626,743 | 7 | March 14, 2025 |
| October 2026 | $407,964,628 | 8 | March 24, 2026 |

Regulatory assets under management: $255,165,140 in the October 2021 data and $407,964,628 in the October 2026 data, up 60%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $308,626,743 to $407,964,628 (+32%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in FL, MO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Quad City Investment Center (CRD 112187): Form ADV filing data as of October 2026.