{
  "crd_number": 154113,
  "slug": "quad-cities-investment-group-llc-davenport-ia-154113",
  "primary_business_name": "QUAD-CITIES INVESTMENT GROUP, LLC",
  "legal_name": "QUAD-CITIES INVESTMENT GROUP, LLC",
  "dbas": [],
  "city": "Davenport",
  "state": "IA",
  "country": "United States",
  "cbsa_code": "19340",
  "metro": {
    "cbsa_code": "19340",
    "common_name": "Davenport",
    "msa_name": "Davenport-Moline-Rock Island, IA-IL",
    "path": "/advisors/ia/davenport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-06-28",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-04-16",
  "carried_forward": false,
  "raum_total": 425502001.0,
  "raum_discretionary": 406940501.0,
  "raum_non_discretionary": 18561500.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 10329303.0,
      "count": 6
    },
    "individuals": {
      "raum": 81126431.0,
      "count": 456
    },
    "pension_profit_sharing": {
      "raum": 25162709.0,
      "count": 8
    },
    "high_net_worth_individuals": {
      "raum": 274888853.0,
      "count": 137
    },
    "corporations_other_businesses": {
      "raum": 33994705.0,
      "count": 3
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "IA",
    "IL",
    "MI",
    "MN",
    "MO",
    "NE",
    "NH",
    "NY",
    "TX",
    "WI"
  ],
  "websites": [
    "https://facebook.com/QUADCITIESINVESTMENTGROUP",
    "https://linkedin.com/COMPANY/QUAD-CITIES-INVESTMENT-GROUP",
    "https://linkedin.com/in/amy-kolner-a91a7482",
    "https://linkedin.com/in/amy-kramer-b6a88227",
    "https://linkedin.com/in/christinemcelvania",
    "https://linkedin.com/in/daveborcherding",
    "https://linkedin.com/in/jennydelapaz",
    "https://linkedin.com/in/jeremy-hauer-387b5619",
    "https://linkedin.com/in/lauraswift",
    "https://linkedin.com/in/markgrywacheski",
    "https://linkedin.com/in/scottstoltenberg",
    "https://quadcitiesinvestmentgroup.com",
    "https://twitter.com/STOLTENBERGQCIG"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154113",
  "city_as_filed": "DAVENPORT",
  "url": "https://advisorcensus.com/firm/quad-cities-investment-group-llc-davenport-ia-154113",
  "display_name": "Quad-Cities Investment Group, LLC",
  "summary": "Quad-Cities Investment Group, LLC is an SEC-registered investment advisory firm in Davenport, IA, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.",
  "citation": "AdvisorCensus. Quad-Cities Investment Group, LLC (CRD 154113): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Quad-Cities Investment Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Quad-Cities Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Quad-Cities Investment Group, LLC located?",
      "a": "Quad-Cities Investment Group, LLC's principal office is in Davenport, IA, according to its Form ADV."
    },
    {
      "q": "Is Quad-Cities Investment Group, LLC registered with the SEC or a state?",
      "a": "Quad-Cities Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 154113."
    },
    {
      "q": "How much does Quad-Cities Investment Group, LLC manage?",
      "a": "Quad-Cities Investment Group, LLC reports $425,502,001 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (96% discretionary)."
    },
    {
      "q": "How have Quad-Cities Investment Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Quad-Cities Investment Group, LLC: Regulatory assets under management: $267,311,821 in the October 2021 data and $425,502,001 in the October 2026 data, up 59%. Total employees: 9 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Quad-Cities Investment Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (456); high net worth individuals (137); pension and profit sharing plans (but not the plan participants or government pension plans) (8)."
    },
    {
      "q": "Which custodians does Quad-Cities Investment Group, LLC use?",
      "a": "Quad-Cities Investment Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Quad-Cities Investment Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154113"
    },
    {
      "q": "What changed in Quad-Cities Investment Group, LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $375,563,938 to $425,502,001 (+13%). Registered or notice-filed in NH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 267311821.0,
      "total_employees": 9,
      "filing_date": "2021-09-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 327575299.0,
      "total_employees": 10,
      "filing_date": "2022-04-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 293031167.0,
      "total_employees": 8,
      "filing_date": "2023-08-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 333447140.0,
      "total_employees": 8,
      "filing_date": "2024-05-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 375563938.0,
      "total_employees": 8,
      "filing_date": "2025-05-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 425502001.0,
      "total_employees": 8,
      "filing_date": "2026-04-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $375,563,938 to $425,502,001 (+13%).",
        "Registered or notice-filed in NH."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/quad-cities-investment-group-llc-davenport-ia-154113.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 456,
      "fewer_than_5": false,
      "raum": 81126431.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 137,
      "fewer_than_5": false,
      "raum": 274888853.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 25162709.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 10329303.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": false,
      "raum": 33994705.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154113",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}