{ "crd_number": 331655, "slug": "qtr-family-wealth-llc-lake-mary-fl-331655", "primary_business_name": "QTR FAMILY WEALTH, LLC", "legal_name": "QTR FAMILY WEALTH, LLC", "dbas": [], "city": "Lake Mary", "state": "FL", "country": "United States", "cbsa_code": "36740", "metro": { "cbsa_code": "36740", "common_name": "Orlando", "msa_name": "Orlando-Kissimmee-Sanford, FL", "path": "/advisors/fl/orlando" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-08-02", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 749321996.0, "raum_discretionary": 749321996.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 7, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 20662548.0, "count": 53 }, "high_net_worth_individuals": { "raum": 722792109.0, "count": 144 }, "corporations_other_businesses": { "raum": 5867339.0, "count": 8 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NE", "NY", "TX" ], "websites": [ "https://qtrfamily.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/331655", "city_as_filed": "LAKE MARY", "url": "https://advisorcensus.com/firm/qtr-family-wealth-llc-lake-mary-fl-331655", "display_name": "QTR Family Wealth, LLC", "summary": "QTR Family Wealth, LLC is an SEC-registered investment advisory firm in Lake Mary, FL, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. QTR Family Wealth, LLC (CRD 331655): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is QTR Family Wealth, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), QTR Family Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "How much does QTR Family Wealth, LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Flat fee: $2,500 to $50,000 (financial planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is QTR Family Wealth, LLC located?", "a": "QTR Family Wealth, LLC's principal office is in Lake Mary, FL, according to its Form ADV." }, { "q": "Is QTR Family Wealth, LLC registered with the SEC or a state?", "a": "QTR Family Wealth, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331655." }, { "q": "How much does QTR Family Wealth, LLC manage?", "a": "QTR Family Wealth, LLC reports $749,321,996 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have QTR Family Wealth, LLC's assets and staff changed since 2024?", "a": "In the Form ADV data for QTR Family Wealth, LLC: Regulatory assets under management: $0 in the October 2024 data and $749,321,996 in the October 2026 data. Total employees: 8 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does QTR Family Wealth, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (144); individuals (other than high net worth individuals) (53); corporations or other businesses not listed above (8)." }, { "q": "Which custodians does QTR Family Wealth, LLC use?", "a": "QTR Family Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does QTR Family Wealth, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331655" }, { "q": "Does QTR Family Wealth, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"QTR requires a minimum of $500,000 for our asset management services. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at the discretion of the Firm.\"" }, { "q": "What changed in QTR Family Wealth, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 6. Regulatory assets under management went from $582,825,422 to $749,321,996 (+29%). Registered or notice-filed in NE, NY, TX. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 8, "filing_date": "2024-08-02" }, { "period": "2025-10-01", "regulatory_assets_under_management": 582825422.0, "total_employees": 8, "filing_date": "2025-06-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 749321996.0, "total_employees": 7, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 4 to 6.", "Regulatory assets under management went from $582,825,422 to $749,321,996 (+29%).", "Registered or notice-filed in NE, NY, TX.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$500,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [ "Flat fee: $2,500 to $50,000 (financial planning fees)" ], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $500,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "QTR requires a minimum of $500,000 for our asset management services. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at the discretion of the Firm." ] }, { "label": "Planning fee", "statements": [ "Flat fee: $2,500 to $50,000 (financial planning fees)" ], "quotes": [ "Financial planning fees are generally calculated on a flat fee basis ranging from $2,500 (Two Thousand Five Hundred Dollars) to $50,000 (Fifty Thousand Dollars) per engagement." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 500000.0, "minimum_annual_fee": null, "planning": [ { "kind": "flat", "amount": null, "min": 2500.0, "max": 50000.0, "period": "one_time", "service": "financial planning fees" } ] }, "quotes": [ "QTR requires a minimum of $500,000 for our asset management services. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at the discretion of the Firm.", "Financial planning fees are generally calculated on a flat fee basis ranging from $2,500 (Two Thousand Five Hundred Dollars) to $50,000 (Fifty Thousand Dollars) per engagement." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/qtr-family-wealth-llc-lake-mary-fl-331655.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 53, "fewer_than_5": false, "raum": 20662548.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 144, "fewer_than_5": false, "raum": 722792109.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 8, "fewer_than_5": false, "raum": 5867339.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/331655", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }