{ "crd_number": 160732, "slug": "qic-investments-no-1-pty-ltd-brisbane-queensland-160732", "primary_business_name": "QIC INVESTMENTS NO. 1 PTY LTD", "legal_name": "QIC INVESTMENTS NO. 1 PTY LTD", "dbas": [], "city": "Brisbane Queensland", "state": null, "country": "Australia", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-09-28", "carried_forward": false, "raum_total": 5611857972.0, "raum_discretionary": 5611857972.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 45, "advisory_employees": 37, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 18777814.0, "count": null, "fewer_than_5": true }, "pension_profit_sharing": { "raum": 426687820.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 4646152086.0, "count": 16 }, "sovereign_wealth_foreign_official": { "raum": 520240252.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [], "websites": [ "https://linkedin.com/company/qic", "https://qic.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160732", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "BRISBANE QUEENSLAND", "url": "https://advisorcensus.com/firm/qic-investments-no-1-pty-ltd-brisbane-queensland-160732", "display_name": "QIC Investments No. 1 Pty Ltd", "summary": "QIC Investments No. 1 Pty Ltd is an SEC-registered investment advisory firm in Brisbane Queensland, Australia, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.", "citation": "AdvisorCensus. QIC Investments No. 1 Pty Ltd (CRD 160732): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is QIC Investments No. 1 Pty Ltd compensated?", "a": "On its Form ADV (Item 5.E, October 2026), QIC Investments No. 1 Pty Ltd reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is QIC Investments No. 1 Pty Ltd located?", "a": "QIC Investments No. 1 Pty Ltd's principal office is in Brisbane Queensland, Australia, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is QIC Investments No. 1 Pty Ltd registered with the SEC or a state?", "a": "QIC Investments No. 1 Pty Ltd is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160732." }, { "q": "How much does QIC Investments No. 1 Pty Ltd manage?", "a": "QIC Investments No. 1 Pty Ltd reports $5,611,857,972 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary)." }, { "q": "How have QIC Investments No. 1 Pty Ltd's assets and staff changed since 2021?", "a": "In the Form ADV data for QIC Investments No. 1 Pty Ltd: Regulatory assets under management: $5,042,592,038 in the October 2021 data and $5,611,857,972 in the October 2026 data, up 11%. Total employees: 48 in October 2021 and 45 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does QIC Investments No. 1 Pty Ltd serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16)." }, { "q": "Which custodians does QIC Investments No. 1 Pty Ltd use?", "a": "QIC Investments No. 1 Pty Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Northern Trust Company as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does QIC Investments No. 1 Pty Ltd report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160732" }, { "q": "What changed in QIC Investments No. 1 Pty Ltd's recent Form ADV filings?", "a": "In the October 2026 filing data: Its Item 11 disclosure answers changed." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5042592038.0, "total_employees": 48, "filing_date": "2021-09-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 7212005342.0, "total_employees": 43, "filing_date": "2022-09-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 8233522819.0, "total_employees": 44, "filing_date": "2023-09-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5129728884.0, "total_employees": 33, "filing_date": "2024-09-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5129728884.0, "total_employees": 33, "filing_date": "2025-03-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5611857972.0, "total_employees": 45, "filing_date": "2026-09-28" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Its Item 11 disclosure answers changed." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Employees performing advisory functions went from 26 to 37.", "Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.D(2))." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "The Northern Trust Company", "name_as_filed": "THE NORTHERN TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/qic-investments-no-1-pty-ltd-brisbane-queensland-160732.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 16, "fewer_than_5": false, "raum": 4646152086.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 426687820.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 18777814.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 520240252.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160732", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }