# Q3 Asset Management Corporation

> Q3 Asset Management Corporation is an SEC-registered investment advisory firm in Birmingham, MI, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 137839
- Filed as: Q3 ASSET MANAGEMENT CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Birmingham, MI
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137839
- AdvisorCensus page: https://advisorcensus.com/firm/q3-asset-management-corporation-birmingham-mi-137839

## Quick answers

**How is Q3 Asset Management Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Q3 Asset Management Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); performance-based fees.

**Where is Q3 Asset Management Corporation located?**
Q3 Asset Management Corporation's principal office is in Birmingham, MI, according to its Form ADV.

**Is Q3 Asset Management Corporation registered with the SEC or a state?**
Q3 Asset Management Corporation is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 137839.

**How much does Q3 Asset Management Corporation manage?**
Q3 Asset Management Corporation reports $794,693,359 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary).

**How have Q3 Asset Management Corporation's assets and staff changed since 2021?**
In the Form ADV data for Q3 Asset Management Corporation: Regulatory assets under management: $536,895,140 in the October 2021 data and $794,693,359 in the October 2026 data, up 48%. Total employees: 13 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Q3 Asset Management Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,743); pension and profit sharing plans (but not the plan participants or government pension plans) (142); high net worth individuals (37).

**Which custodians does Q3 Asset Management Corporation use?**
Q3 Asset Management Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Q3 Asset Management Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137839

**Does Q3 Asset Management Corporation state an account minimum?**
Its Form ADV Part 2A brochure dated March 29, 2026 says: "Q3 Asset Management imposes a minimum portfolio size of $75,000. Q3 reserves the right to waive the minimum based upon individual circumstances, pre-existing relationships, where the minimum can be met within a specified time period, or at Q3’s officers’ sole discretion."

**What changed in Q3 Asset Management Corporation's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in KY, NY, PA, WV.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 29, 2026)

- Account minimum: $75,000 (the brochure says it may be waived or negotiated)

> Q3 Asset Management imposes a minimum portfolio size of $75,000. Q3 reserves the right to waive the minimum based upon individual circumstances, pre-existing relationships, where the minimum can be met within a specified time period, or at Q3’s officers’ sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $794,693,359
- Discretionary: $794,693,359
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,743 | $319,687,945 |
| High net worth individuals | 37 | $69,462,534 |
| Investment companies | 4 | $354,020,823 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 142 | $51,522,057 |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Market timing services
- Other

### Firm details
- Registered since: 2013 (13 years)
- Employees: 12 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, LA, MA, MI, MN, MO, MS, NC, NE, NH, NV, OH, OR, SC, TN, TX, UT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [q3allseasonfunds.com](https://q3allseasonfunds.com)
- [q3tactical.com](https://q3tactical.com)
- LinkedIn @Q3-ASSET-MANAGEMENT
- LinkedIn @ADAM-QUIRING-1640585
- LinkedIn @BRADFORD-N-GIAIMO-B245636

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $536,895,140 | 13 | September 9, 2021 |
| October 2022 | $794,171,978 | 11 | June 16, 2022 |
| October 2023 | $619,036,511 | 12 | September 18, 2023 |
| October 2024 | $713,022,957 | 12 | March 26, 2024 |
| October 2025 | $727,412,337 | 12 | March 25, 2025 |
| October 2026 | $794,693,359 | 12 | March 29, 2026 |

Regulatory assets under management: $536,895,140 in the October 2021 data and $794,693,359 in the October 2026 data, up 48%.
Total employees: 13 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in KY, NY, PA, WV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Q3 Asset Management Corporation (CRD 137839): Form ADV filing data as of October 2026.