{
  "crd_number": 137839,
  "slug": "q3-asset-management-corporation-birmingham-mi-137839",
  "primary_business_name": "Q3 ASSET MANAGEMENT CORPORATION",
  "legal_name": "Q3 ASSET MANAGEMENT CORPORATION",
  "dbas": [],
  "city": "Birmingham",
  "state": "MI",
  "country": "United States",
  "cbsa_code": "19820",
  "metro": {
    "cbsa_code": "19820",
    "common_name": "Detroit",
    "msa_name": "Detroit-Warren-Dearborn, MI",
    "path": "/advisors/mi/detroit"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-01-02",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-03-29",
  "carried_forward": false,
  "raum_total": 794693359.0,
  "raum_discretionary": 794693359.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 12,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 319687945.0,
      "count": 2743
    },
    "investment_companies": {
      "raum": 354020823.0,
      "count": 4
    },
    "pension_profit_sharing": {
      "raum": 51522057.0,
      "count": 142
    },
    "high_net_worth_individuals": {
      "raum": 69462534.0,
      "count": 37
    },
    "corporations_other_businesses": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum",
    "performance_based",
    "subscription"
  ],
  "advisory_activities": [
    "financial_planning",
    "market_timing",
    "other",
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "LA",
    "MA",
    "MI",
    "MN",
    "MO",
    "MS",
    "NC",
    "NE",
    "NH",
    "NV",
    "OH",
    "OR",
    "SC",
    "TN",
    "TX",
    "UT",
    "WA",
    "WI"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/Q3-ASSET-MANAGEMENT",
    "https://linkedin.com/IN/ADAM-QUIRING-1640585",
    "https://linkedin.com/IN/BRADFORD-N-GIAIMO-B245636",
    "https://q3allseasonfunds.com",
    "https://q3tactical.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/137839",
  "city_as_filed": "BIRMINGHAM",
  "url": "https://advisorcensus.com/firm/q3-asset-management-corporation-birmingham-mi-137839",
  "display_name": "Q3 Asset Management Corporation",
  "summary": "Q3 Asset Management Corporation is an SEC-registered investment advisory firm in Birmingham, MI, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 29, 2026.",
  "citation": "AdvisorCensus. Q3 Asset Management Corporation (CRD 137839): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Subscription fees (for a newsletter or periodical)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Publication of periodicals or newsletters",
    "Market timing services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Q3 Asset Management Corporation compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Q3 Asset Management Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); performance-based fees."
    },
    {
      "q": "Where is Q3 Asset Management Corporation located?",
      "a": "Q3 Asset Management Corporation's principal office is in Birmingham, MI, according to its Form ADV."
    },
    {
      "q": "Is Q3 Asset Management Corporation registered with the SEC or a state?",
      "a": "Q3 Asset Management Corporation is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 137839."
    },
    {
      "q": "How much does Q3 Asset Management Corporation manage?",
      "a": "Q3 Asset Management Corporation reports $794,693,359 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary)."
    },
    {
      "q": "How have Q3 Asset Management Corporation's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Q3 Asset Management Corporation: Regulatory assets under management: $536,895,140 in the October 2021 data and $794,693,359 in the October 2026 data, up 48%. Total employees: 13 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Q3 Asset Management Corporation serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,743); pension and profit sharing plans (but not the plan participants or government pension plans) (142); high net worth individuals (37)."
    },
    {
      "q": "Which custodians does Q3 Asset Management Corporation use?",
      "a": "Q3 Asset Management Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Q3 Asset Management Corporation report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137839"
    },
    {
      "q": "Does Q3 Asset Management Corporation state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 29, 2026 says: \"Q3 Asset Management imposes a minimum portfolio size of $75,000. Q3 reserves the right to waive the minimum based upon individual circumstances, pre-existing relationships, where the minimum can be met within a specified time period, or at Q3’s officers’ sole discretion.\""
    },
    {
      "q": "What changed in Q3 Asset Management Corporation's recent Form ADV filings?",
      "a": "In the January 2026 filing data: No longer registered or notice-filed in KY, NY, PA, WV."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 536895140.0,
      "total_employees": 13,
      "filing_date": "2021-09-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 794171978.0,
      "total_employees": 11,
      "filing_date": "2022-06-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 619036511.0,
      "total_employees": 12,
      "filing_date": "2023-09-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 713022957.0,
      "total_employees": 12,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 727412337.0,
      "total_employees": 12,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 794693359.0,
      "total_employees": 12,
      "filing_date": "2026-03-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in KY, NY, PA, WV."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 29, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$75,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $75,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Q3 Asset Management imposes a minimum portfolio size of $75,000. Q3 reserves the right to waive the minimum based upon individual circumstances, pre-existing relationships, where the minimum can be met within a specified time period, or at Q3’s officers’ sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 75000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Q3 Asset Management imposes a minimum portfolio size of $75,000. Q3 reserves the right to waive the minimum based upon individual circumstances, pre-existing relationships, where the minimum can be met within a specified time period, or at Q3’s officers’ sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Axos Clearing LLC",
      "name_as_filed": "AXOS CLEARING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/q3-asset-management-corporation-birmingham-mi-137839.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 2743,
      "fewer_than_5": false,
      "raum": 319687945.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 37,
      "fewer_than_5": false,
      "raum": 69462534.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 4,
      "fewer_than_5": false,
      "raum": 354020823.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 142,
      "fewer_than_5": false,
      "raum": 51522057.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/137839",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}