# Q2 Wealth Management

> Q2 Wealth Management is an SEC-registered investment advisory firm in Lexington, KY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 314932
- Filed as: Q2 WEALTH MANAGEMENT
- Legal name: Q2 Wealth Management LLC
- Also doing business as: Q2 WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/314932
- AdvisorCensus page: https://advisorcensus.com/firm/q2-wealth-management-lexington-ky-314932

## Quick answers

**How is Q2 Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Q2 Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Q2 Wealth Management located?**
Q2 Wealth Management's principal office is in Lexington, KY, according to its Form ADV.

**Is Q2 Wealth Management registered with the SEC or a state?**
Q2 Wealth Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 314932.

**How much does Q2 Wealth Management manage?**
Q2 Wealth Management reports $123,491,576 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (96% discretionary).

**What types of clients does Q2 Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (115); high net worth individuals (36); corporations or other businesses not listed above (1).

**Which custodians does Q2 Wealth Management use?**
Q2 Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Century Investment Services Inc., Charles Schwab & Co., Inc., Lincoln Life, Nationwide and TIAA-CREF Individual & Institutional Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Q2 Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314932

**Does Q2 Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated July 31, 2026 says: "The Firm generally seeks a minimum household relationship of $ 250,000. However, we do not require a specific minimum for individual accounts, and we do manage smaller accounts as part of a larger client relationship or at our discretion."

**What changed in Q2 Wealth Management's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 31, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> The Firm generally seeks a minimum household relationship of $ 250,000. However, we do not require a specific minimum for individual accounts, and we do manage smaller accounts as part of a larger client relationship or at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- American Century Investment Services Inc.
- Charles Schwab & Co., Inc.
- Lincoln Life
- Nationwide
- TIAA-CREF Individual & Institutional Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $123,491,576
- Discretionary: $119,106,027
- Non-discretionary: $4,385,549

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 115 | $43,711,123 |
| High net worth individuals | 36 | $79,729,332 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $51,121 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY, MI, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- q2wealth.com
- q2wealthmanagement.com
- q5wealth.com
- Facebook @Q2Wealth
- LinkedIn @q2wealthmanagement
- LinkedIn @raymondbackers

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $107,894,486 to $123,491,576 (+14%).
- Registered or notice-filed in SC.

### December 2025
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Q2 Wealth Management (CRD 314932): Form ADV filing data as of October 2026.