{
  "crd_number": 105541,
  "slug": "pvg-asset-management-corp-centennial-co-105541",
  "primary_business_name": "PVG ASSET MANAGEMENT CORP",
  "legal_name": "PVG ASSET MANAGEMENT CORP",
  "dbas": [
    "AMMON ADVISORY SERVICES, LLC",
    "BENSON WEALTH MANAGEMENT",
    "PVG FAMILY OFFICE",
    "PVG WEALTH MANAGEMENT",
    "SMITH SHEETS INVESTMENT MANAGEMENT LLC",
    "STONE TOWER GROUP LLC"
  ],
  "city": "Centennial",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1987-10-23",
  "years_registered": 38,
  "period": "2026-10-01",
  "filing_date": "2026-08-04",
  "carried_forward": false,
  "raum_total": 624910848.0,
  "raum_discretionary": 512716732.0,
  "raum_non_discretionary": 112194116.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 9,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 8575700.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 55461746.0,
      "count": 177
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 514193.0,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 2943000.0,
      "count": 4,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 427997727.0,
      "count": 6
    },
    "high_net_worth_individuals": {
      "raum": 128848981.0,
      "count": 45
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 569501.0,
      "count": 5
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "IL",
    "IN",
    "MD",
    "MI",
    "MN",
    "MO",
    "MT",
    "NC",
    "NV",
    "NY",
    "OK",
    "OR",
    "PA",
    "TX",
    "VA",
    "WA"
  ],
  "websites": [
    "https://instagram.com/pvgassetmanagement",
    "https://linkedin.com/company/pvgassetmanagement",
    "https://pvgassetmanagement.com",
    "https://x.com/pvgassetmgmt",
    "https://youtube.com/channel/UCmkG6tOJQJt6_rCi-xqrU-A/videos"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105541",
  "disclosure_items": [
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "CENTENNIAL",
  "url": "https://advisorcensus.com/firm/pvg-asset-management-corp-centennial-co-105541",
  "display_name": "PVG Asset Management Corp",
  "summary": "PVG Asset Management Corp is an SEC-registered investment advisory firm in Centennial, CO, registered since 1987, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 4, 2026.",
  "citation": "AdvisorCensus. PVG Asset Management Corp (CRD 105541): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is PVG Asset Management Corp compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), PVG Asset Management Corp reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is PVG Asset Management Corp located?",
      "a": "PVG Asset Management Corp's principal office is in Centennial, CO, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is PVG Asset Management Corp registered with the SEC or a state?",
      "a": "PVG Asset Management Corp is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 105541."
    },
    {
      "q": "How much does PVG Asset Management Corp manage?",
      "a": "PVG Asset Management Corp reports $624,910,848 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (82% discretionary)."
    },
    {
      "q": "How have PVG Asset Management Corp's assets and staff changed since 2021?",
      "a": "In the Form ADV data for PVG Asset Management Corp: Regulatory assets under management: $289,046,000 in the October 2021 data and $624,910,848 in the October 2026 data, up 116%. Total employees: 10 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does PVG Asset Management Corp serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (177); high net worth individuals (45); other investment advisers (6)."
    },
    {
      "q": "Does PVG Asset Management Corp report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105541"
    },
    {
      "q": "What changed in PVG Asset Management Corp's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Registered or notice-filed in IN."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 289046000.0,
      "total_employees": 10,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 342110000.0,
      "total_employees": 10,
      "filing_date": "2022-05-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 350672000.0,
      "total_employees": 8,
      "filing_date": "2023-03-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 500377285.0,
      "total_employees": 5,
      "filing_date": "2024-07-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 617865000.0,
      "total_employees": 9,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 624910848.0,
      "total_employees": 9,
      "filing_date": "2026-08-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in IN."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Ammon Advisory Services, LLC.",
        "Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.E(4))."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/pvg-asset-management-corp-centennial-co-105541.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 177,
      "fewer_than_5": false,
      "raum": 55461746.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 45,
      "fewer_than_5": false,
      "raum": 128848981.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": true,
      "raum": 2943000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 8575700.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 514193.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 6,
      "fewer_than_5": false,
      "raum": 427997727.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 569501.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105541",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}