# PVA Financial, LLC

> PVA Financial, LLC is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.

- CRD: 312523
- Filed as: PVA FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312523
- AdvisorCensus page: https://advisorcensus.com/firm/pva-financial-llc-312523

## Quick answers

**How is PVA Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), PVA Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does PVA Financial, LLC charge?**
Its Form ADV Part 2A brochure dated July 10, 2026 states: Flat fee: $4,500 to $10,000 a year (Financial Planning Services (FPS)). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is PVA Financial, LLC registered with the SEC or a state?**
PVA Financial, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 312523.

**How much does PVA Financial, LLC manage?**
PVA Financial, LLC reports $136,853,656 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (83% discretionary).

**What types of clients does PVA Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (34); individuals (other than high net worth individuals) (15).

**Which custodians does PVA Financial, LLC use?**
PVA Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does PVA Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312523

**What changed in PVA Financial, LLC's recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 10, 2026)

- Flat fee: $4,500 to $10,000 a year (Financial Planning Services (FPS))

> A fixed annual fee, ranging from $4,500 to $10,000 per year, paid quarterly in arrears

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $136,853,656
- Discretionary: $114,239,227
- Non-discretionary: $22,614,429

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $8,623,345 |
| High net worth individuals | 34 | $102,181,297 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,284,271 |
| Charitable organizations | Fewer than 5 | $22,614,429 |
| Corporations or other businesses not listed above | Fewer than 5 | $150,314 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pvafinancial.com
- Facebook @PVAFinancial
- LinkedIn @pva-financial-llc

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PVA Financial, LLC (CRD 312523): Form ADV filing data as of October 2026.