# Purple Mountain Investment Advisors LLC

> Purple Mountain Investment Advisors LLC is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 8, 2020.

- CRD: 283230
- Filed as: PURPLE MOUNTAIN INVESTMENT ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arizona
- Filing period: October 2026
- Form ADV filing dated: January 8, 2020
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/283230
- AdvisorCensus page: https://advisorcensus.com/firm/purple-mountain-investment-advisors-llc-283230

## Quick answers

**How is Purple Mountain Investment Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Purple Mountain Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Purple Mountain Investment Advisors LLC registered with the SEC or a state?**
Purple Mountain Investment Advisors LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 283230.

**How much does Purple Mountain Investment Advisors LLC manage?**
Purple Mountain Investment Advisors LLC reports $2,500,000 in regulatory assets under management in its Form ADV filing dated January 8, 2020 (100% discretionary).

**What types of clients does Purple Mountain Investment Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (5).

**Does Purple Mountain Investment Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/283230

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)

### Regulatory assets under management (Item 5.F)
- Total: $2,500,000
- Discretionary: $2,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $500,000 |
| High net worth individuals | 5 | $2,000,000 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- purpmount.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Purple Mountain Investment Advisors LLC (CRD 283230): Form ADV filing data as of October 2026.