# Pulliam Family Office, LLC

> Pulliam Family Office, LLC is an SEC-registered investment advisory firm in Crested Butte, CO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.

- CRD: 338839
- Filed as: PULLIAM FAMILY OFFICE, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Crested Butte, CO
- Filing period: October 2026
- Form ADV filing dated: May 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338839
- AdvisorCensus page: https://advisorcensus.com/firm/pulliam-family-office-llc-crested-butte-co-338839

## Quick answers

**How is Pulliam Family Office, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pulliam Family Office, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Pulliam Family Office, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated May 5, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pulliam Family Office, LLC located?**
Pulliam Family Office, LLC's principal office is in Crested Butte, CO, according to its Form ADV.

**Is Pulliam Family Office, LLC registered with the SEC or a state?**
Pulliam Family Office, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338839.

**How much does Pulliam Family Office, LLC manage?**
Pulliam Family Office, LLC reports $141,743,358 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (100% discretionary).

**What types of clients does Pulliam Family Office, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (37).

**Which custodians does Pulliam Family Office, LLC use?**
Pulliam Family Office, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pulliam Family Office, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338839

**What changed in Pulliam Family Office, LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in TX. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 5, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Our Firm offers investment management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 1.5% and we do not have a required minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $141,743,358
- Discretionary: $141,743,358
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 37 | $141,743,358 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (0 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pulliamfamilyoffice.com

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in TX.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pulliam Family Office, LLC (CRD 338839): Form ADV filing data as of October 2026.