# Public Safety FINANCIAL/GALLOWAY

> Public Safety FINANCIAL/GALLOWAY is an SEC-registered investment advisory firm in Mesa, AZ, registered since 2008, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.

- CRD: 141091
- Filed as: PUBLIC SAFETY FINANCIAL/GALLOWAY
- Legal name: Galloway Asset Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mesa, AZ
- Filing period: October 2026
- Form ADV filing dated: June 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141091
- AdvisorCensus page: https://advisorcensus.com/firm/public-safety-financial-galloway-mesa-az-141091

## Quick answers

**How is Public Safety FINANCIAL/GALLOWAY compensated?**
On its Form ADV (Item 5.E, October 2026), Public Safety FINANCIAL/GALLOWAY reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Public Safety FINANCIAL/GALLOWAY located?**
Public Safety FINANCIAL/GALLOWAY's principal office is in Mesa, AZ, according to its Form ADV.

**Is Public Safety FINANCIAL/GALLOWAY registered with the SEC or a state?**
Public Safety FINANCIAL/GALLOWAY is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 141091.

**How much does Public Safety FINANCIAL/GALLOWAY manage?**
Public Safety FINANCIAL/GALLOWAY reports $17,881,765 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (100% discretionary).

**How have Public Safety FINANCIAL/GALLOWAY's assets and staff changed since 2021?**
In the Form ADV data for Public Safety FINANCIAL/GALLOWAY: Regulatory assets under management: $545,968,838 in the October 2021 data and $17,881,765 in the October 2026 data, down 97%. Total employees: 32 in October 2021 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Public Safety FINANCIAL/GALLOWAY serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (74).

**Which custodians does Public Safety FINANCIAL/GALLOWAY use?**
Public Safety FINANCIAL/GALLOWAY's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Public Safety FINANCIAL/GALLOWAY report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141091

**What changed in Public Safety FINANCIAL/GALLOWAY's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 24 to 23. Regulatory assets under management went from $942,235,740 to $17,881,765 (-98%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $17,881,765
- Discretionary: $17,881,765
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 74 | $17,881,765 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2008 (18 years)
- Employees: 31 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- galloway911.com
- gallowayllc.com
- vimeo.com/GALLOWAY911
- Facebook @PSFGalloway
- Instagram @psfgalloway
- LinkedIn @psf-galloway
- YouTube @GALLOWAY ASSET MANAGEMENT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $545,968,838 | 32 | March 4, 2021 |
| October 2022 | $695,861,962 | 34 | March 18, 2022 |
| October 2023 | $638,119,337 | 36 | September 6, 2023 |
| October 2024 | $792,720,133 | 39 | September 4, 2024 |
| October 2025 | $942,235,740 | 39 | July 28, 2025 |
| October 2026 | $17,881,765 | 31 | June 26, 2026 |

Regulatory assets under management: $545,968,838 in the October 2021 data and $17,881,765 in the October 2026 data, down 97%.
Total employees: 32 in October 2021 and 31 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 24 to 23.
- Regulatory assets under management went from $942,235,740 to $17,881,765 (-98%).

### March 2026
- Employees performing advisory functions went from 26 to 24.

### January 2026
- No longer registered or notice-filed in AL, CA, CO, FL, ID, MN, MT, NC, NE, OH, TN, UT, WA, WY.

### December 2025
- Employees performing advisory functions went from 27 to 26.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Public Safety FINANCIAL/GALLOWAY (CRD 141091): Form ADV filing data as of October 2026.