# PT Capital Advisors, LLC

> PT Capital Advisors, LLC is an SEC-registered investment advisory firm in Anchorage, AK, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 168601
- Filed as: PT CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Anchorage, AK
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168601
- AdvisorCensus page: https://advisorcensus.com/firm/pt-capital-advisors-llc-anchorage-ak-168601

## Quick answers

**How is PT Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), PT Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does PT Capital Advisors, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is PT Capital Advisors, LLC located?**
PT Capital Advisors, LLC's principal office is in Anchorage, AK, according to its Form ADV.

**Is PT Capital Advisors, LLC registered with the SEC or a state?**
PT Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 168601.

**How much does PT Capital Advisors, LLC manage?**
PT Capital Advisors, LLC reports $56,879,600 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have PT Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for PT Capital Advisors, LLC: Regulatory assets under management: $106,710,496 in the October 2021 data and $56,879,600 in the October 2026 data, down 47%. Total employees: 8 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does PT Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (6); high net worth individuals (2); investment companies (2).

**Does PT Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168601

**What changed in PT Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $121,039,412 to $56,879,600 (-53%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Asset-based fee: 2% of assets a year

> Pt Capital Advisors is generally compensated through a two percent (2%) asset management fee that is equal to the aggregate commitments during the designated commitment period of the specific Fund and the aggregate funded commitments after the commitment period.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $56,879,600
- Discretionary: $56,879,600
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 2 | $43,600 |
| Investment companies | 2 | $12,021,515 |
| Corporations or other businesses not listed above | 6 | $38,253,983 |
| Other | 1 | $6,560,502 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ptcapital.com
- LinkedIn @PTCAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $106,710,496 | 8 | March 29, 2021 |
| October 2022 | $154,722,952 | 8 | March 30, 2022 |
| October 2023 | $101,721,450 | 8 | September 26, 2023 |
| October 2024 | $118,708,116 | 8 | March 15, 2024 |
| October 2025 | $121,039,412 | 7 | March 28, 2025 |
| October 2026 | $56,879,600 | 6 | March 24, 2026 |

Regulatory assets under management: $106,710,496 in the October 2021 data and $56,879,600 in the October 2026 data, down 47%.
Total employees: 8 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $121,039,412 to $56,879,600 (-53%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PT Capital Advisors, LLC (CRD 168601): Form ADV filing data as of October 2026.