{
  "crd_number": 168601,
  "slug": "pt-capital-advisors-llc-anchorage-ak-168601",
  "primary_business_name": "PT CAPITAL ADVISORS, LLC",
  "legal_name": "PT CAPITAL ADVISORS, LLC",
  "dbas": [],
  "city": "Anchorage",
  "state": "AK",
  "country": "United States",
  "cbsa_code": "11260",
  "metro": {
    "cbsa_code": "11260",
    "common_name": "Anchorage",
    "msa_name": "Anchorage, AK",
    "path": "/advisors/ak/anchorage"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-04-11",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 56879600.0,
  "raum_discretionary": 56879600.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 6,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 6560502.0,
      "count": 1,
      "description": "GP",
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 12021515.0,
      "count": 2
    },
    "high_net_worth_individuals": {
      "raum": 43600.0,
      "count": 2
    },
    "corporations_other_businesses": {
      "raum": 38253983.0,
      "count": 6
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/PTCAPITAL",
    "https://ptcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168601",
  "city_as_filed": "ANCHORAGE",
  "url": "https://advisorcensus.com/firm/pt-capital-advisors-llc-anchorage-ak-168601",
  "display_name": "PT Capital Advisors, LLC",
  "summary": "PT Capital Advisors, LLC is an SEC-registered investment advisory firm in Anchorage, AK, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. PT Capital Advisors, LLC (CRD 168601): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is PT Capital Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), PT Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "What does PT Capital Advisors, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is PT Capital Advisors, LLC located?",
      "a": "PT Capital Advisors, LLC's principal office is in Anchorage, AK, according to its Form ADV."
    },
    {
      "q": "Is PT Capital Advisors, LLC registered with the SEC or a state?",
      "a": "PT Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 168601."
    },
    {
      "q": "How much does PT Capital Advisors, LLC manage?",
      "a": "PT Capital Advisors, LLC reports $56,879,600 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have PT Capital Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for PT Capital Advisors, LLC: Regulatory assets under management: $106,710,496 in the October 2021 data and $56,879,600 in the October 2026 data, down 47%. Total employees: 8 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does PT Capital Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (6); high net worth individuals (2); investment companies (2)."
    },
    {
      "q": "Does PT Capital Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168601"
    },
    {
      "q": "What changed in PT Capital Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $121,039,412 to $56,879,600 (-53%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 106710496.0,
      "total_employees": 8,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 154722952.0,
      "total_employees": 8,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 101721450.0,
      "total_employees": 8,
      "filing_date": "2023-09-26"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 118708116.0,
      "total_employees": 8,
      "filing_date": "2024-03-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 121039412.0,
      "total_employees": 7,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 56879600.0,
      "total_employees": 6,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $121,039,412 to $56,879,600 (-53%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "tiers": [],
    "flat_rate": "2% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 2% of assets a year"
        ],
        "quotes": [
          "Pt Capital Advisors is generally compensated through a two percent (2%) asset management fee that is equal to the aggregate commitments during the designated commitment period of the specific Fund and the aggregate funded commitments after the commitment period."
        ]
      }
    ],
    "quotes": [
      "Pt Capital Advisors is generally compensated through a two percent (2%) asset management fee that is equal to the aggregate commitments during the designated commitment period of the specific Fund and the aggregate funded commitments after the commitment period."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/pt-capital-advisors-llc-anchorage-ak-168601.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2,
      "fewer_than_5": false,
      "raum": 43600.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 12021515.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 38253983.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": true,
      "raum": 6560502.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168601",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}