# Prufid Financial Advisors LLC

> Prufid Financial Advisors LLC is an SEC-registered investment advisory firm, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 121897
- Filed as: PRUFID FINANCIAL ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121897
- AdvisorCensus page: https://advisorcensus.com/firm/prufid-financial-advisors-llc-121897

## Quick answers

**How is Prufid Financial Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prufid Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Prufid Financial Advisors LLC charge?**
Its Form ADV Part 2A brochure dated March 4, 2026 states: Up to $10,000,000: 0.235% a year; $10,000,000 to $20,000,000: 0.11% a year; $20,000,000 to $50,000,000: 0.055% a year; $50,000,000 to $100,000,000: 0.03% a year; Above $100,000,000: 0.02% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Prufid Financial Advisors LLC registered with the SEC or a state?**
Prufid Financial Advisors LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 121897.

**How much does Prufid Financial Advisors LLC manage?**
Prufid Financial Advisors LLC reports $357,971,311 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (23% discretionary).

**How have Prufid Financial Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Prufid Financial Advisors LLC: Regulatory assets under management: $234,676,693 in the October 2021 data and $357,971,311 in the October 2026 data, up 53%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prufid Financial Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27); corporations or other businesses not listed above (2); charitable organizations (1).

**Which custodians does Prufid Financial Advisors LLC use?**
Prufid Financial Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Prufid Financial Advisors LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121897

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 4, 2026)

- Up to $10,000,000: 0.235% a year
- $10,000,000 to $20,000,000: 0.11% a year
- $20,000,000 to $50,000,000: 0.055% a year
- $50,000,000 to $100,000,000: 0.03% a year
- Above $100,000,000: 0.02% a year

> For the PRUFID Portfolio Management Service, clients pay an annual fee based on percentage of assets under Management as per the fee schedule below.

> First $10,000,000 0.235% per year (0.05875% per quarter)

> Next $10,000,000 0.11% per year (0.0275% per quarter)

> Next $30,000,000 0.055% per year (0.01375% per quarter)

> Next $50,000,000 0.03% per year (0.0075% per quarter)

> Subsequent amounts 0.02% per year (0.005% per quarter)

> Fees are negotiable, based upon portfolio size and other business considerations.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $357,971,311
- Discretionary: $83,938,578
- Non-discretionary: $274,032,733

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 27 | $242,799,617 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | 1 | $39,168,412 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 2 | $76,003,282 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121897

### Websites listed on Form ADV (Item 1.I)
- [prufidfa.com](https://prufidfa.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $234,676,693 | 1 | August 3, 2021 |
| October 2022 | $275,209,688 | 1 | March 4, 2022 |
| October 2023 | $251,458,206 | 1 | August 31, 2023 |
| October 2024 | $312,095,728 | 1 | March 7, 2024 |
| October 2025 | $328,297,436 | 1 | April 23, 2025 |
| October 2026 | $357,971,311 | 1 | March 4, 2026 |

Regulatory assets under management: $234,676,693 in the October 2021 data and $357,971,311 in the October 2026 data, up 53%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prufid Financial Advisors LLC (CRD 121897): Form ADV filing data as of October 2026.