{
  "crd_number": 104574,
  "slug": "prudent-man-investment-management-lousiville-co-104574",
  "primary_business_name": "PRUDENT MAN INVESTMENT MANAGEMENT",
  "legal_name": "PRUDENT MAN INVESTMENT MANAGEMENT INC",
  "dbas": [],
  "city": "Lousiville",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "14500",
  "metro": {
    "cbsa_code": "14500",
    "common_name": "Boulder",
    "msa_name": "Boulder, CO",
    "path": "/advisors/co/boulder"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1988-11-21",
  "years_registered": 37,
  "period": "2026-10-01",
  "filing_date": "2026-03-16",
  "carried_forward": false,
  "raum_total": 390155603.0,
  "raum_discretionary": 375814082.0,
  "raum_non_discretionary": 14341521.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 64871512.0,
      "count": 137
    },
    "pension_profit_sharing": {
      "raum": 14341521.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 310942570.0,
      "count": 106
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "LA",
    "NE",
    "TN",
    "TX"
  ],
  "websites": [
    "https://facebook.com/PRUDENT-MAN-INVESTMENT-MANAGEMENT-INC-171037639622231",
    "https://prudentman.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104574",
  "city_as_filed": "LOUSIVILLE",
  "url": "https://advisorcensus.com/firm/prudent-man-investment-management-lousiville-co-104574",
  "display_name": "Prudent MAN Investment Management",
  "summary": "Prudent MAN Investment Management is an SEC-registered investment advisory firm in Lousiville, CO, registered since 1988, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.",
  "citation": "AdvisorCensus. Prudent MAN Investment Management (CRD 104574): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Prudent MAN Investment Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Prudent MAN Investment Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Prudent MAN Investment Management located?",
      "a": "Prudent MAN Investment Management's principal office is in Lousiville, CO, according to its Form ADV."
    },
    {
      "q": "Is Prudent MAN Investment Management registered with the SEC or a state?",
      "a": "Prudent MAN Investment Management is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 104574."
    },
    {
      "q": "How much does Prudent MAN Investment Management manage?",
      "a": "Prudent MAN Investment Management reports $390,155,603 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (96% discretionary)."
    },
    {
      "q": "How have Prudent MAN Investment Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Prudent MAN Investment Management: Regulatory assets under management: $232,270,483 in the October 2021 data and $390,155,603 in the October 2026 data, up 68%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Prudent MAN Investment Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (137); high net worth individuals (106); pension and profit sharing plans (but not the plan participants or government pension plans) (3)."
    },
    {
      "q": "Which custodians does Prudent MAN Investment Management use?",
      "a": "Prudent MAN Investment Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Prudent MAN Investment Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104574"
    },
    {
      "q": "What changed in Prudent MAN Investment Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $323,733,001 to $390,155,603 (+21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 232270483.0,
      "total_employees": 4,
      "filing_date": "2021-07-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 260451719.0,
      "total_employees": 4,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 233146179.0,
      "total_employees": 4,
      "filing_date": "2023-03-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 285405082.0,
      "total_employees": 4,
      "filing_date": "2024-03-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 323733001.0,
      "total_employees": 4,
      "filing_date": "2025-02-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 390155603.0,
      "total_employees": 4,
      "filing_date": "2026-03-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $323,733,001 to $390,155,603 (+21%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/prudent-man-investment-management-lousiville-co-104574.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 137,
      "fewer_than_5": false,
      "raum": 64871512.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 106,
      "fewer_than_5": false,
      "raum": 310942570.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 14341521.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104574",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}