# Prudent Investment Advisors, Inc.

> Prudent Investment Advisors, Inc. is a state-registered investment advisory firm in Rego Park, NY, registered since 1998, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 126501
- Filed as: PRUDENT INVESTMENT ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rego Park, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126501
- AdvisorCensus page: https://advisorcensus.com/firm/prudent-investment-advisors-inc-rego-park-ny-126501

## Quick answers

**How is Prudent Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Prudent Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Prudent Investment Advisors, Inc. located?**
Prudent Investment Advisors, Inc.'s principal office is in Rego Park, NY, according to its Form ADV.

**Is Prudent Investment Advisors, Inc. registered with the SEC or a state?**
Prudent Investment Advisors, Inc. is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 126501.

**How much does Prudent Investment Advisors, Inc. manage?**
Prudent Investment Advisors, Inc. reports $8,697,320 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Prudent Investment Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (9); individuals (other than high net worth individuals) (5); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Prudent Investment Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126501

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $8,697,320
- Discretionary: $8,697,320
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $371,540 |
| High net worth individuals | 9 | $8,228,733 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $76,491 |
| Charitable organizations | 1 | $20,556 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1998 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prudent Investment Advisors, Inc. (CRD 126501): Form ADV filing data as of October 2026.