# Proxy Wealth Advisors LLC

> Proxy Wealth Advisors LLC is an SEC-registered investment advisory firm in Windermere, FL, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 9, 2026.

- CRD: 298080
- Filed as: PROXY WEALTH ADVISORS LLC
- Also doing business as: PROXY FINANCIAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Windermere, FL
- Filing period: October 2026
- Form ADV filing dated: April 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298080
- AdvisorCensus page: https://advisorcensus.com/firm/proxy-wealth-advisors-llc-windermere-fl-298080

## Quick answers

**How is Proxy Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Proxy Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Proxy Wealth Advisors LLC located?**
Proxy Wealth Advisors LLC's principal office is in Windermere, FL, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Proxy Wealth Advisors LLC registered with the SEC or a state?**
Proxy Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 298080.

**How much does Proxy Wealth Advisors LLC manage?**
Proxy Wealth Advisors LLC reports $83,253,573 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (100% discretionary).

**How have Proxy Wealth Advisors LLC's assets and staff changed since 2023?**
In the Form ADV data for Proxy Wealth Advisors LLC: Regulatory assets under management: $116,051,000 in the October 2023 data and $83,253,573 in the October 2026 data, down 28%. Total employees: 6 in October 2023 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Proxy Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (595); high net worth individuals (10); pension and profit sharing plans (but not the plan participants or government pension plans) (9).

**Which custodians does Proxy Wealth Advisors LLC use?**
Proxy Wealth Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers Corp. as custodians holding 10% or more of its separately managed account assets.

**Does Proxy Wealth Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298080

**Does Proxy Wealth Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The Advisor does not have any minimum requirements for opening or maintaining an account."

**What changed in Proxy Wealth Advisors LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in MS, OH, OK, TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: None

> The Advisor does not have any minimum requirements for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers Corp.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $83,253,573
- Discretionary: $83,253,573
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 595 | $50,874,422 |
| High net worth individuals | 10 | $23,098,267 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $9,280,884 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 25 total, 11 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, FL, IN, LA, MA, MS, NC, NH, NJ, NV, NY, OH, OK, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Chappaqua, NY
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- proxyfinancial.com
- proxywealth.com
- Instagram @proxyfinancial
- LinkedIn @proxy-financial-services
- YouTube @UC2h7OVoGbfPsWvd9_8W3mbg

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $116,051,000 | 6 | August 23, 2023 |
| October 2024 | $132,800,000 | 13 | September 23, 2024 |
| October 2025 | $90,035,000 | 25 | July 16, 2025 |
| October 2026 | $83,253,573 | 25 | April 9, 2026 |

Regulatory assets under management: $116,051,000 in the October 2023 data and $83,253,573 in the October 2026 data, down 28%.
Total employees: 6 in October 2023 and 25 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in MS, OH, OK, TN.

### April 2026
- No longer lists the business name Bluemantle Investments & Wealth Management LLC.
- No longer lists the business name Guardian Global Investments LLC.
- Changed its office addresses in Miami, FL.
- Added an office in Chappaqua, NY.
- No longer lists an office in Phoenix, AZ.
- Registered or notice-filed in MA, NV, SC.

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Proxy Wealth Advisors LLC (CRD 298080): Form ADV filing data as of October 2026.