{
  "crd_number": 298080,
  "slug": "proxy-wealth-advisors-llc-windermere-fl-298080",
  "primary_business_name": "PROXY WEALTH ADVISORS LLC",
  "legal_name": "PROXY WEALTH ADVISORS LLC",
  "dbas": [
    "PROXY FINANCIAL"
  ],
  "city": "Windermere",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "36740",
  "metro": {
    "cbsa_code": "36740",
    "common_name": "Orlando",
    "msa_name": "Orlando-Kissimmee-Sanford, FL",
    "path": "/advisors/fl/orlando"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-07-10",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-04-09",
  "carried_forward": false,
  "raum_total": 83253573.0,
  "raum_discretionary": 83253573.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 25,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 50874422.0,
      "count": 595
    },
    "pension_profit_sharing": {
      "raum": 9280884.0,
      "count": 9
    },
    "high_net_worth_individuals": {
      "raum": 23098267.0,
      "count": 10
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "IN",
    "LA",
    "MA",
    "MS",
    "NC",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OK",
    "SC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://instagram.com/proxyfinancial",
    "https://linkedin.com/company/proxy-financial-services",
    "https://proxyfinancial.com",
    "https://proxywealth.com",
    "https://youtube.com/channel/UC2h7OVoGbfPsWvd9_8W3mbg"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298080",
  "city_as_filed": "WINDERMERE",
  "url": "https://advisorcensus.com/firm/proxy-wealth-advisors-llc-windermere-fl-298080",
  "display_name": "Proxy Wealth Advisors LLC",
  "summary": "Proxy Wealth Advisors LLC is an SEC-registered investment advisory firm in Windermere, FL, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 9, 2026.",
  "citation": "AdvisorCensus. Proxy Wealth Advisors LLC (CRD 298080): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Proxy Wealth Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Proxy Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Proxy Wealth Advisors LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $250 an hour (financial planning advice); Flat fee: up to $5,000 (comprehensive financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Proxy Wealth Advisors LLC located?",
      "a": "Proxy Wealth Advisors LLC's principal office is in Windermere, FL, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Proxy Wealth Advisors LLC registered with the SEC or a state?",
      "a": "Proxy Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 298080."
    },
    {
      "q": "How much does Proxy Wealth Advisors LLC manage?",
      "a": "Proxy Wealth Advisors LLC reports $83,253,573 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (100% discretionary)."
    },
    {
      "q": "How have Proxy Wealth Advisors LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Proxy Wealth Advisors LLC: Regulatory assets under management: $116,051,000 in the October 2023 data and $83,253,573 in the October 2026 data, down 28%. Total employees: 6 in October 2023 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Proxy Wealth Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (595); high net worth individuals (10); pension and profit sharing plans (but not the plan participants or government pension plans) (9)."
    },
    {
      "q": "Which custodians does Proxy Wealth Advisors LLC use?",
      "a": "Proxy Wealth Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers Corp. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Proxy Wealth Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298080"
    },
    {
      "q": "Does Proxy Wealth Advisors LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"The Advisor does not have any minimum requirements for opening or maintaining an account.\""
    },
    {
      "q": "What changed in Proxy Wealth Advisors LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Registered or notice-filed in MS, OH, OK, TN."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 116051000.0,
      "total_employees": 6,
      "filing_date": "2023-08-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 132800000.0,
      "total_employees": 13,
      "filing_date": "2024-09-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 90035000.0,
      "total_employees": 25,
      "filing_date": "2025-07-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 83253573.0,
      "total_employees": 25,
      "filing_date": "2026-04-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in MS, OH, OK, TN."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "No longer lists the business name Bluemantle Investments & Wealth Management LLC.",
        "No longer lists the business name Guardian Global Investments LLC.",
        "Changed its office addresses in Miami, FL.",
        "Added an office in Chappaqua, NY.",
        "No longer lists an office in Phoenix, AZ.",
        "Registered or notice-filed in MA, NV, SC."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (financial planning advice)",
      "Flat fee: up to $5,000 (comprehensive financial planning services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The Advisor does not have any minimum requirements for opening or maintaining an account."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (financial planning advice)"
        ],
        "quotes": [
          "The Advisors hourly fee will be billed at a rate of $250 per hour but may be negotiated in advance."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $5,000 (comprehensive financial planning services)"
        ],
        "quotes": [
          "For personal financial planning for individuals, Proxy Wealth will charge a one -time fixed fee of up to $5,000, in advance, for comprehensive financial planning services"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning advice"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 5000.0,
          "period": "one_time",
          "service": "comprehensive financial planning services"
        }
      ]
    },
    "quotes": [
      "The Advisor does not have any minimum requirements for opening or maintaining an account.",
      "The Advisors hourly fee will be billed at a rate of $250 per hour but may be negotiated in advance.",
      "For personal financial planning for individuals, Proxy Wealth will charge a one -time fixed fee of up to $5,000, in advance, for comprehensive financial planning services"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers Corp.",
      "name_as_filed": "INTERACTIVE BROKERS CORP.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/proxy-wealth-advisors-llc-windermere-fl-298080.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 595,
      "fewer_than_5": false,
      "raum": 50874422.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 10,
      "fewer_than_5": false,
      "raum": 23098267.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 9280884.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298080",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}