# Prowell Financial Management, LLC

> Prowell Financial Management, LLC is an SEC-registered investment advisory firm in Exton, PA, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 281762
- Filed as: PROWELL FINANCIAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Exton, PA
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/281762
- AdvisorCensus page: https://advisorcensus.com/firm/prowell-financial-management-llc-exton-pa-281762

## Quick answers

**How is Prowell Financial Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prowell Financial Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Prowell Financial Management, LLC located?**
Prowell Financial Management, LLC's principal office is in Exton, PA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Prowell Financial Management, LLC registered with the SEC or a state?**
Prowell Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 281762.

**How much does Prowell Financial Management, LLC manage?**
Prowell Financial Management, LLC reports $6,863,569,821 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (19% discretionary).

**How have Prowell Financial Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Prowell Financial Management, LLC: Regulatory assets under management: $686,326,980 in the October 2021 data and $6,863,569,821 in the October 2026 data, up 900%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prowell Financial Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (34); individuals (other than high net worth individuals) (23); corporations or other businesses not listed above (9).

**Which custodians does Prowell Financial Management, LLC use?**
Prowell Financial Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Prowell Financial Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281762

**Does Prowell Financial Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "Clients advised include individuals, families, trusts, corporations, and charitable organizations. There is no account minimum."

**What changed in Prowell Financial Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in NE, VI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: None

> Clients advised include individuals, families, trusts, corporations, and charitable organizations. There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $6,863,569,821
- Discretionary: $1,299,039,087
- Non-discretionary: $5,564,530,734

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $44,346,552 |
| High net worth individuals | 34 | $6,631,147,445 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 8 | $165,801,358 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 9 | $22,274,466 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, FL, LA, NE, NJ, PA, TX, VI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Pembroke Pines, FL

### Websites listed on Form ADV (Item 1.I)
- prowell-financial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $686,326,980 | 3 | March 29, 2021 |
| October 2022 | $1,102,840,949 | 3 | March 25, 2022 |
| October 2023 | $6,407,099,280 | 4 | July 25, 2023 |
| October 2024 | $8,343,637,084 | 4 | March 25, 2024 |
| October 2025 | $8,094,993,369 | 4 | February 25, 2025 |
| October 2026 | $6,863,569,821 | 4 | September 28, 2026 |

Regulatory assets under management: $686,326,980 in the October 2021 data and $6,863,569,821 in the October 2026 data, up 900%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in NE, VI.

### April 2026
- Regulatory assets under management went from $8,094,993,369 to $6,863,569,821 (-15%).
- Added an office in Pembroke Pines, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prowell Financial Management, LLC (CRD 281762): Form ADV filing data as of October 2026.