{
  "crd_number": 105375,
  "slug": "provise-management-group-llc-clearwater-fl-105375",
  "primary_business_name": "PROVISE MANAGEMENT GROUP, LLC",
  "legal_name": "PROVISE MANAGEMENT GROUP, LLC",
  "dbas": [],
  "city": "Clearwater",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "45300",
  "metro": {
    "cbsa_code": "45300",
    "common_name": "Tampa",
    "msa_name": "Tampa-St. Petersburg-Clearwater, FL",
    "path": "/advisors/fl/tampa"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1988-06-02",
  "years_registered": 38,
  "period": "2026-10-01",
  "filing_date": "2026-08-17",
  "carried_forward": false,
  "raum_total": 2033366884.0,
  "raum_discretionary": 2010648690.0,
  "raum_non_discretionary": 22718194.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 22,
  "advisory_employees": 16,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 38849304.0,
      "count": 21
    },
    "individuals": {
      "raum": 158751411.0,
      "count": 513
    },
    "pension_profit_sharing": {
      "raum": 15486667.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 1749136335.0,
      "count": 626
    },
    "corporations_other_businesses": {
      "raum": 71143167.0,
      "count": 20
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 6,
  "states_registered": [
    "AL",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "IL",
    "LA",
    "MA",
    "MD",
    "NC",
    "NE",
    "NH",
    "NY",
    "OH",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/PROVISEMANAGEMENTGROUPLLC",
    "https://instagram.com/provisemanagement",
    "https://instagram.com/upyourassetspodcast",
    "https://linkedin.com/company/provise-management-group-llc-",
    "https://open.spotify.com/show/4YUulETqzWLs4ER2ShyMlr",
    "https://podcasts.apple.com/ca/podcast/up-your-assets/id1779355462",
    "https://provise.com",
    "https://tiktok.com/@upyourassetspodcast",
    "https://upyourassets.org",
    "https://x.com/pro_vise",
    "https://youtube.com/@UpYourAssetswithRayFerraraCFP/videos",
    "https://youtube.com/@provisemanagementgroup"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105375",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "CLEARWATER",
  "url": "https://advisorcensus.com/firm/provise-management-group-llc-clearwater-fl-105375",
  "display_name": "Provise Management Group, LLC",
  "summary": "Provise Management Group, LLC is an SEC-registered investment advisory firm in Clearwater, FL, registered since 1988, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 17, 2026.",
  "citation": "AdvisorCensus. Provise Management Group, LLC (CRD 105375): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Provise Management Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Provise Management Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "How much does Provise Management Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 17, 2026 states: Asset-based fee: 0.2% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Provise Management Group, LLC located?",
      "a": "Provise Management Group, LLC's principal office is in Clearwater, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Provise Management Group, LLC registered with the SEC or a state?",
      "a": "Provise Management Group, LLC is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 105375."
    },
    {
      "q": "How much does Provise Management Group, LLC manage?",
      "a": "Provise Management Group, LLC reports $2,033,366,884 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (99% discretionary)."
    },
    {
      "q": "How have Provise Management Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Provise Management Group, LLC: Regulatory assets under management: $1,515,638,043 in the October 2021 data and $2,033,366,884 in the October 2026 data, up 34%. Total employees: 19 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Provise Management Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (626); individuals (other than high net worth individuals) (513); charitable organizations (21)."
    },
    {
      "q": "Which custodians does Provise Management Group, LLC use?",
      "a": "Provise Management Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Provise Management Group, LLC report any disciplinary disclosures?",
      "a": "Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105375"
    },
    {
      "q": "What changed in Provise Management Group, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1515638043.0,
      "total_employees": 19,
      "filing_date": "2021-07-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1769260965.0,
      "total_employees": 19,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1616430257.0,
      "total_employees": 21,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1877344141.0,
      "total_employees": 21,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1804308550.0,
      "total_employees": 19,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2033366884.0,
      "total_employees": 22,
      "filing_date": "2026-08-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $1,804,308,550 to $2,033,366,884 (+13%).",
        "Registered or notice-filed in TN.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in ME."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.2% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.2% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "ProVise’s negotiable annual advisory fee is based on a percent (%) of assets placed under ProVise’s management and generally ranges from 0.20% to 1.50%."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.2,
        1.5
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "ProVise’s negotiable annual advisory fee is based on a percent (%) of assets placed under ProVise’s management and generally ranges from 0.20% to 1.50%."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/provise-management-group-llc-clearwater-fl-105375.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 513,
      "fewer_than_5": false,
      "raum": 158751411.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 626,
      "fewer_than_5": false,
      "raum": 1749136335.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 15486667.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 21,
      "fewer_than_5": false,
      "raum": 38849304.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 20,
      "fewer_than_5": false,
      "raum": 71143167.0
    }
  ],
  "disclosure_line": "Reports 6 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105375",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}