# Providence Wealth Management LLC

> Providence Wealth Management LLC is an SEC-registered investment advisory firm in Knoxville, TN, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 144902
- Filed as: PROVIDENCE WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Knoxville, TN
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144902
- AdvisorCensus page: https://advisorcensus.com/firm/providence-wealth-management-llc-knoxville-tn-144902

## Quick answers

**How is Providence Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Providence Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does Providence Wealth Management LLC charge?**
Its Form ADV Part 2A brochure dated April 14, 2026 states: Hourly rate: $350 an hour (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Providence Wealth Management LLC located?**
Providence Wealth Management LLC's principal office is in Knoxville, TN, according to its Form ADV.

**Is Providence Wealth Management LLC registered with the SEC or a state?**
Providence Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 144902.

**How much does Providence Wealth Management LLC manage?**
Providence Wealth Management LLC reports $151,831,467 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (100% discretionary).

**How have Providence Wealth Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Providence Wealth Management LLC: Regulatory assets under management: $112,001,000 in the October 2022 data and $151,831,467 in the October 2026 data, up 36%. Total employees: 7 in October 2022 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Providence Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (157); high net worth individuals (48); corporations or other businesses not listed above (1).

**Which custodians does Providence Wealth Management LLC use?**
Providence Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Providence Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144902

**What changed in Providence Wealth Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $129,236,227 to $149,551,254 (+16%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated April 14, 2026)

- Hourly rate: $350 an hour (financial planning)

> PWM charges hourly fee of $ 350 based on complexity and unique Client needs for financial planning.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $151,831,467
- Discretionary: $151,831,467
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 157 | $57,988,921 |
| High net worth individuals | 48 | $93,541,877 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $300,669 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 8 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, LA, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- plus.google.com/U/0/B/114183205613051860177/+PROVIDENCEADVISORSGROUPLLCKNOXVILLE
- providenceadvisors.com
- Facebook @PROVIDENCEADVISORSGROUP
- Instagram @PROVIDENCEADVISORS
- LinkedIn @PROVIDENCE-ADVISORS-GROUP-LLC
- X @PROVIDENCEKNOX

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $112,001,000 | 7 | January 20, 2022 |
| October 2023 | $101,826,000 | 7 | October 2, 2023 |
| October 2024 | $108,518,083 | 7 | February 8, 2024 |
| October 2025 | $129,236,227 | 8 | March 13, 2025 |
| October 2026 | $151,831,467 | 8 | April 14, 2026 |

Regulatory assets under management: $112,001,000 in the October 2022 data and $151,831,467 in the October 2026 data, up 36%.
Total employees: 7 in October 2022 and 8 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $129,236,227 to $149,551,254 (+16%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Providence Wealth Management LLC (CRD 144902): Form ADV filing data as of October 2026.