# Providence Legacy Advisors LLC

> Providence Legacy Advisors LLC is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 336846
- Filed as: PROVIDENCE LEGACY ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336846
- AdvisorCensus page: https://advisorcensus.com/firm/providence-legacy-advisors-llc-336846

## Quick answers

**How is Providence Legacy Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Providence Legacy Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Providence Legacy Advisors LLC charge?**
Its Form ADV Part 2A brochure dated March 2, 2026 states: Flat fee: $2,500 to $10,000 (stand-alone financial planning engagements); Hourly rate: $250 to $500 an hour (stand-alone financial planning engagements). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Providence Legacy Advisors LLC registered with the SEC or a state?**
Providence Legacy Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336846.

**How much does Providence Legacy Advisors LLC manage?**
Providence Legacy Advisors LLC reports $174,752,593 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (43% discretionary).

**What types of clients does Providence Legacy Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does Providence Legacy Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336846

**What changed in Providence Legacy Advisors LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $0 to $174,752,593.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Flat fee: $2,500 to $10,000 (stand-alone financial planning engagements)

> Flat fees generally range from $2,500 to $10,000. Hourly rates generally range from $250 to $500.

- Hourly rate: $250 to $500 an hour (stand-alone financial planning engagements)

> Flat fees generally range from $2,500 to $10,000. Hourly rates generally range from $250 to $500.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $174,752,593
- Discretionary: $74,981,051
- Non-discretionary: $99,771,542

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 5 | $47,212,645 |
| Charitable organizations | Fewer than 5 | $80,191,544 |
| Corporations or other businesses not listed above | Fewer than 5 | $47,348,404 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- providencelegacyadvisors.com
- Facebook @providencelegacyadvisorsllc
- Instagram @providencelegacyadvisors
- LinkedIn @providence-legacy-advisors

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $0 to $174,752,593.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Providence Legacy Advisors LLC (CRD 336846): Form ADV filing data as of October 2026.