# Providence Financial Services, LLC

> Providence Financial Services, LLC is a state-registered investment advisory firm in Rocky River, OH, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 135093
- Filed as: PROVIDENCE FINANCIAL SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rocky River, OH
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135093
- AdvisorCensus page: https://advisorcensus.com/firm/providence-financial-services-llc-rocky-river-oh-135093

## Quick answers

**How is Providence Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Providence Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Providence Financial Services, LLC located?**
Providence Financial Services, LLC's principal office is in Rocky River, OH, according to its Form ADV.

**Is Providence Financial Services, LLC registered with the SEC or a state?**
Providence Financial Services, LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 135093.

**How much does Providence Financial Services, LLC manage?**
Providence Financial Services, LLC reports $12,595,759 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).

**What types of clients does Providence Financial Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); high net worth individuals (6).

**Does Providence Financial Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135093

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,595,759
- Discretionary: $12,595,759
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $5,505,120 |
| High net worth individuals | 6 | $7,090,639 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- providencefinancialgroup.com
- Facebook @ProvidenceRockyRiver
- LinkedIn @providence-financial-services-llc-cleveland-oh

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Providence Financial Services, LLC (CRD 135093): Form ADV filing data as of October 2026.