{
  "crd_number": 124839,
  "slug": "providence-financial-advisors-llc-overland-park-ks-124839",
  "primary_business_name": "PROVIDENCE FINANCIAL ADVISORS, LLC",
  "legal_name": "PROVIDENCE FINANCIAL ADVISORS, LLC",
  "dbas": [],
  "city": "Overland Park",
  "state": "KS",
  "country": "United States",
  "cbsa_code": "28140",
  "metro": {
    "cbsa_code": "28140",
    "common_name": "Kansas City",
    "msa_name": "Kansas City, MO-KS",
    "path": "/advisors/mo/kansas-city"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-01-12",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-02-27",
  "carried_forward": false,
  "raum_total": 428133436.0,
  "raum_discretionary": 426063261.0,
  "raum_non_discretionary": 2070175.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 216584956.0,
      "count": 11
    },
    "individuals": {
      "raum": 37287525.0,
      "count": 117
    },
    "other_investment_advisers": {
      "raum": 27225382.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 147035573.0,
      "count": 58
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "KS",
    "MO",
    "TX"
  ],
  "websites": [
    "https://facebook.com/people/Providence-Financial-Advisors-KC/100095434841379",
    "https://linkedin.com/company/pfa-llc",
    "https://pfa-llc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124839",
  "city_as_filed": "OVERLAND PARK",
  "url": "https://advisorcensus.com/firm/providence-financial-advisors-llc-overland-park-ks-124839",
  "display_name": "Providence Financial Advisors, LLC",
  "summary": "Providence Financial Advisors, LLC is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.",
  "citation": "AdvisorCensus. Providence Financial Advisors, LLC (CRD 124839): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Providence Financial Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Providence Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Providence Financial Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 states: Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it); Hourly rate: $150 an hour (Project Oriented Financial Planning/General Consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Providence Financial Advisors, LLC located?",
      "a": "Providence Financial Advisors, LLC's principal office is in Overland Park, KS, according to its Form ADV."
    },
    {
      "q": "Is Providence Financial Advisors, LLC registered with the SEC or a state?",
      "a": "Providence Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 124839."
    },
    {
      "q": "How much does Providence Financial Advisors, LLC manage?",
      "a": "Providence Financial Advisors, LLC reports $428,133,436 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Providence Financial Advisors, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Providence Financial Advisors, LLC: Regulatory assets under management: $298,295,491 in the October 2023 data and $428,133,436 in the October 2026 data, up 44%. Total employees: 3 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Providence Financial Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (117); high net worth individuals (58); charitable organizations (11)."
    },
    {
      "q": "Which custodians does Providence Financial Advisors, LLC use?",
      "a": "Providence Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Providence Financial Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124839"
    },
    {
      "q": "Does Providence Financial Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 says: \"We do not typically require a minimum dollar value of assets; however, we reserve the right to decline or accept any prospective account.\""
    },
    {
      "q": "What changed in Providence Financial Advisors, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $544,480,066 to $428,133,436 (-21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 298295491.0,
      "total_employees": 3,
      "filing_date": "2023-02-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 412180675.0,
      "total_employees": 3,
      "filing_date": "2024-09-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 544480066.0,
      "total_employees": 3,
      "filing_date": "2025-03-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 428133436.0,
      "total_employees": 5,
      "filing_date": "2026-02-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4.",
        "Regulatory assets under management went from $544,480,066 to $428,133,436 (-21%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $150 an hour (Project Oriented Financial Planning/General Consulting)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Fees for portfolio management are calculated based on the asset level at the end of each month or quarter, depending on contract terms. Fees are negotiated prior to the engagement and generally range from 1.50% to 0.25% depending on various factors"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not typically require a minimum dollar value of assets; however, we reserve the right to decline or accept any prospective account."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 an hour (Project Oriented Financial Planning/General Consulting)"
        ],
        "quotes": [
          "Fees for project oriented engagements are generally charged at a rate of $150 per hour, but will be agreed upon in advance."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        1.5
      ],
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 150.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Project Oriented Financial Planning/General Consulting"
        }
      ]
    },
    "quotes": [
      "Fees for portfolio management are calculated based on the asset level at the end of each month or quarter, depending on contract terms. Fees are negotiated prior to the engagement and generally range from 1.50% to 0.25% depending on various factors",
      "We do not typically require a minimum dollar value of assets; however, we reserve the right to decline or accept any prospective account.",
      "Fees for project oriented engagements are generally charged at a rate of $150 per hour, but will be agreed upon in advance."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/providence-financial-advisors-llc-overland-park-ks-124839.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 117,
      "fewer_than_5": false,
      "raum": 37287525.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 58,
      "fewer_than_5": false,
      "raum": 147035573.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 11,
      "fewer_than_5": false,
      "raum": 216584956.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 27225382.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124839",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}