# Providence Capital

> Providence Capital is a state-registered investment advisory firm in Rogers, AR, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.

- CRD: 328732
- Filed as: PROVIDENCE CAPITAL
- Legal name: Providence Capital LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rogers, AR
- Filing period: October 2026
- Form ADV filing dated: August 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328732
- AdvisorCensus page: https://advisorcensus.com/firm/providence-capital-rogers-ar-328732

## Quick answers

**How is Providence Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Providence Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Providence Capital located?**
Providence Capital's principal office is in Rogers, AR, according to its Form ADV.

**Is Providence Capital registered with the SEC or a state?**
Providence Capital is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 328732.

**How much does Providence Capital manage?**
Providence Capital reports $40,982,664 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (100% discretionary).

**What types of clients does Providence Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (85); high net worth individuals (5).

**Does Providence Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328732

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $40,982,664
- Discretionary: $40,982,664
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 85 | $15,332,587 |
| High net worth individuals | 5 | $14,890,274 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $5,880,967 |
| Corporations or other businesses not listed above | Fewer than 5 | $4,878,836 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CO, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- providencefp.com
- LinkedIn @providence-capital-financial-planning
- YouTube @providencefp

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Providence Capital (CRD 328732): Form ADV filing data as of October 2026.