# Proventus AG

> Proventus AG is an SEC-registered investment advisory firm in Zurich, Switzerland, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 167142
- Filed as: PROVENTUS AG
- Legal name: Proventus AG Vermögensverwaltung
- Also doing business as: PROVENTUS LTD.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Zurich, Switzerland
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/167142
- AdvisorCensus page: https://advisorcensus.com/firm/proventus-ag-zurich-167142

## Quick answers

**How is Proventus AG compensated?**
On its Form ADV (Item 5.E, October 2026), Proventus AG reports these compensation arrangements: a percentage of assets under its management.

**How much does Proventus AG charge?**
Its Form ADV Part 2A brochure dated February 26, 2026 states: Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Proventus AG located?**
Proventus AG's principal office is in Zurich, Switzerland, according to its Form ADV.

**Is Proventus AG registered with the SEC or a state?**
Proventus AG is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 167142.

**How much does Proventus AG manage?**
Proventus AG reports $807,168,005 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).

**How have Proventus AG's assets and staff changed since 2021?**
In the Form ADV data for Proventus AG: Regulatory assets under management: $723,029,000 in the October 2021 data and $807,168,005 in the October 2026 data, up 12%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Proventus AG serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (48); individuals (other than high net worth individuals) (30); charitable organizations (10).

**Which custodians does Proventus AG use?**
Proventus AG's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Julius BAR, Bank Vontobel, BW Bank and Zurcher Kantonalbank as custodians holding 10% or more of its separately managed account assets.

**Does Proventus AG report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167142

**Does Proventus AG state an account minimum?**
Its Form ADV Part 2A brochure dated February 26, 2026 says: "Generally, Proventus Ltd prefers its client relationships to have a minimum of $ 1,000,000 of assets under management."

**What changed in Proventus AG's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $644,319,936 to $807,168,005 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 26, 2026)

- Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it)

> The annual fees range between 0.2% to 1% of AUM, depending on the size and complexity of the mandate.

- Account minimum: $1,000,000

> Generally, Proventus Ltd prefers its client relationships to have a minimum of $ 1,000,000 of assets under management.

- Minimum annual fee: None

> There is no minimum annual fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Bank Julius BAR
- Bank Vontobel
- BW Bank
- Zurcher Kantonalbank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $807,168,005
- Discretionary: $807,168,005
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 30 | $23,351,836 |
| High net worth individuals | 48 | $601,589,925 |
| Charitable organizations | 10 | $182,226,244 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2013 (13 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- proventus-vw.ch

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $723,029,000 | 6 | March 5, 2021 |
| October 2022 | $721,998,000 | 6 | September 27, 2022 |
| October 2023 | $605,141,000 | 6 | March 20, 2023 |
| October 2024 | $644,687,000 | 6 | March 11, 2024 |
| October 2025 | $644,319,936 | 6 | February 27, 2025 |
| October 2026 | $807,168,005 | 6 | February 26, 2026 |

Regulatory assets under management: $723,029,000 in the October 2021 data and $807,168,005 in the October 2026 data, up 12%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $644,319,936 to $807,168,005 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Proventus AG (CRD 167142): Form ADV filing data as of October 2026.