{
  "crd_number": 167142,
  "slug": "proventus-ag-zurich-167142",
  "primary_business_name": "PROVENTUS AG",
  "legal_name": "PROVENTUS AG VERMÖGENSVERWALTUNG",
  "dbas": [
    "PROVENTUS LTD."
  ],
  "city": "Zurich",
  "state": null,
  "country": "Switzerland",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-05-03",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-02-26",
  "carried_forward": false,
  "raum_total": 807168005.0,
  "raum_discretionary": 807168005.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 182226244.0,
      "count": 10
    },
    "individuals": {
      "raum": 23351836.0,
      "count": 30
    },
    "high_net_worth_individuals": {
      "raum": 601589925.0,
      "count": 48
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://proventus-vw.ch"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167142",
  "city_as_filed": "ZURICH",
  "url": "https://advisorcensus.com/firm/proventus-ag-zurich-167142",
  "display_name": "Proventus AG",
  "summary": "Proventus AG is an SEC-registered investment advisory firm in Zurich, Switzerland, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 26, 2026.",
  "citation": "AdvisorCensus. Proventus AG (CRD 167142): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Proventus AG compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Proventus AG reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Proventus AG charge?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 states: Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Proventus AG located?",
      "a": "Proventus AG's principal office is in Zurich, Switzerland, according to its Form ADV."
    },
    {
      "q": "Is Proventus AG registered with the SEC or a state?",
      "a": "Proventus AG is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 167142."
    },
    {
      "q": "How much does Proventus AG manage?",
      "a": "Proventus AG reports $807,168,005 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Proventus AG's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Proventus AG: Regulatory assets under management: $723,029,000 in the October 2021 data and $807,168,005 in the October 2026 data, up 12%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Proventus AG serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (48); individuals (other than high net worth individuals) (30); charitable organizations (10)."
    },
    {
      "q": "Which custodians does Proventus AG use?",
      "a": "Proventus AG's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Julius BAR, Bank Vontobel, BW Bank and Zurcher Kantonalbank as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Proventus AG report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167142"
    },
    {
      "q": "Does Proventus AG state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 says: \"Generally, Proventus Ltd prefers its client relationships to have a minimum of $ 1,000,000 of assets under management.\""
    },
    {
      "q": "What changed in Proventus AG's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $644,319,936 to $807,168,005 (+25%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 723029000.0,
      "total_employees": 6,
      "filing_date": "2021-03-05"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 721998000.0,
      "total_employees": 6,
      "filing_date": "2022-09-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 605141000.0,
      "total_employees": 6,
      "filing_date": "2023-03-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 644687000.0,
      "total_employees": 6,
      "filing_date": "2024-03-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 644319936.0,
      "total_employees": 6,
      "filing_date": "2025-02-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 807168005.0,
      "total_employees": 6,
      "filing_date": "2026-02-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $644,319,936 to $807,168,005 (+25%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.2% to 1% a year",
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The annual fees range between 0.2% to 1% of AUM, depending on the size and complexity of the mandate."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "Generally, Proventus Ltd prefers its client relationships to have a minimum of $ 1,000,000 of assets under management."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "There is no minimum annual fee."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.2,
        1.0
      ],
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": 0.0,
      "planning": []
    },
    "quotes": [
      "The annual fees range between 0.2% to 1% of AUM, depending on the size and complexity of the mandate.",
      "Generally, Proventus Ltd prefers its client relationships to have a minimum of $ 1,000,000 of assets under management.",
      "There is no minimum annual fee."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Bank Julius BAR",
      "name_as_filed": "BANK JULIUS BAR",
      "affiliated": false
    },
    {
      "name": "Bank Vontobel",
      "name_as_filed": "BANK VONTOBEL",
      "affiliated": false
    },
    {
      "name": "BW Bank",
      "name_as_filed": "BW BANK",
      "affiliated": false
    },
    {
      "name": "Zurcher Kantonalbank",
      "name_as_filed": "ZURCHER KANTONALBANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/proventus-ag-zurich-167142.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 30,
      "fewer_than_5": false,
      "raum": 23351836.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 48,
      "fewer_than_5": false,
      "raum": 601589925.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 10,
      "fewer_than_5": false,
      "raum": 182226244.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167142",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}