# Provenio Capital

> Provenio Capital is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 21, 2026.

- CRD: 333009
- Filed as: PROVENIO CAPITAL
- Legal name: Provenio Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: July 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333009
- AdvisorCensus page: https://advisorcensus.com/firm/provenio-capital-newport-beach-ca-333009

## Quick answers

**How is Provenio Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Provenio Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**How much does Provenio Capital charge?**
Its Form ADV Part 2A brochure dated July 21, 2026 states: Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Provenio Capital located?**
Provenio Capital's principal office is in Newport Beach, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Provenio Capital registered with the SEC or a state?**
Provenio Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333009.

**How much does Provenio Capital manage?**
Provenio Capital reports $1,633,830,237 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (15% discretionary).

**How have Provenio Capital's assets and staff changed since 2025?**
In the Form ADV data for Provenio Capital: Regulatory assets under management: $1,642,380,559 in the October 2025 data and $1,633,830,237 in the October 2026 data, down 1%. Total employees: 11 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Provenio Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (94); insurance companies (16); pooled investment vehicles (other than investment companies and business development companies) (13).

**Does Provenio Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333009

**What changed in Provenio Capital's recent Form ADV filings?**
In the August 2026 filing data: No longer lists an office in Palm Beach, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 21, 2026)

- Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it)

> Provenio Capital's advisory fees for investment advisory services generally range from 0.25% to 1.00% annually, calculated as a percentage of assets under advisement (AUA).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,633,830,237
- Discretionary: $244,303,428
- Non-discretionary: $1,389,526,809

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 94 | $1,242,655,002 |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $106,499,110 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $26,080,783 |
| Charitable organizations | Fewer than 5 | $59,004,697 |
| Insurance companies | 16 | $199,111,045 |
| Corporations or other businesses not listed above | Fewer than 5 | $479,600 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Palm Beach, FL

### Websites listed on Form ADV (Item 1.I)
- proveniocapital.com
- LinkedIn @provenio-capital-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $1,642,380,559 | 11 | July 8, 2025 |
| October 2026 | $1,633,830,237 | 11 | July 21, 2026 |

Regulatory assets under management: $1,642,380,559 in the October 2025 data and $1,633,830,237 in the October 2026 data, down 1%.
Total employees: 11 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- No longer lists an office in Palm Beach, FL.

### April 2026
- Added an office in Palm Beach, FL.

### December 2025
- Registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Provenio Capital (CRD 333009): Form ADV filing data as of October 2026.