# Provenance Wealth Advisors

> Provenance Wealth Advisors is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 126529
- Filed as: PROVENANCE WEALTH ADVISORS
- Legal name: Provenance Wealth Advisors, LLC
- Also doing business as: PROVENANCE WEALTH ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Lauderdale, FL
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126529
- AdvisorCensus page: https://advisorcensus.com/firm/provenance-wealth-advisors-fort-lauderdale-fl-126529

## Quick answers

**How is Provenance Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Provenance Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Provenance Wealth Advisors charge?**
Its Form ADV Part 2A brochure dated August 4, 2026 states: Flat fee: $3,000 to $100,000 (financial planning); Hourly rate: $100 to $1,000 an hour (financial planning services); Hourly rate: $100 to $750 an hour (Retirement Plan Consulting Services); Flat fee: $3,000 to $75,000 (Retirement Plan Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Provenance Wealth Advisors located?**
Provenance Wealth Advisors' principal office is in Fort Lauderdale, FL, according to its Form ADV; the October 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Provenance Wealth Advisors registered with the SEC or a state?**
Provenance Wealth Advisors is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 126529.

**How much does Provenance Wealth Advisors manage?**
Provenance Wealth Advisors reports $3,627,176,290 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (50% discretionary).

**How have Provenance Wealth Advisors' assets and staff changed since 2021?**
In the Form ADV data for Provenance Wealth Advisors: Regulatory assets under management: $549,232,181 in the October 2021 data and $3,627,176,290 in the October 2026 data, up 560%. Total employees: 45 in October 2021 and 52 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Provenance Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,340); high net worth individuals (524); corporations or other businesses not listed above (122).

**Which custodians does Provenance Wealth Advisors use?**
Provenance Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Empower Retirement Inc and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Provenance Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126529

**What changed in Provenance Wealth Advisors' recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $4,444,535,753 to $3,627,176,290 (-18%). No longer lists an office in Miami, FL. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 4, 2026)

- Flat fee: $3,000 to $100,000 (financial planning)

> PWA will typically charge a fixed fee for financial planning which generally ranges between $3,000 and $100,000.

- Hourly rate: $100 to $1,000 an hour (financial planning services)

> In limited circumstances, we will charge an hourly fee between $100 and $1,000 per hour for financial planning services.

- Hourly rate: $100 to $750 an hour (Retirement Plan Consulting Services)

> The hourly fee ranges from $100 to $750, fixed fees range between $3,000 and $75,000, and the assets under advisement fee can be up to 1.25% of the plan’s assets.

- Flat fee: $3,000 to $75,000 (Retirement Plan Consulting Services)

> The hourly fee ranges from $100 to $750, fixed fees range between $3,000 and $75,000, and the assets under advisement fee can be up to 1.25% of the plan’s assets.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Empower Retirement Inc
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,627,176,290
- Discretionary: $1,806,501,369
- Non-discretionary: $1,820,674,921

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,340 | $205,200,000 |
| High net worth individuals | 524 | $1,910,744,772 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 119 | $1,170,531,518 |
| Charitable organizations | 6 | $10,300,000 |
| Corporations or other businesses not listed above | 122 | $330,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 52 total, 20 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, AZ, CA, CO, CT, FL, GA, HI, IL, IN, KY, LA, MA, MD, MI, MS, NC, NE, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Boca Raton, FL
- Mason, OH
- Miami, FL
- New York, NY
- West Palm Beach, FL

### Websites listed on Form ADV (Item 1.I)
- provwealth.com
- LinkedIn @PROVENANCE-WEALTH- ADVISORS
- Facebook @PROVWEALTH
- X @PROVWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $549,232,181 | 45 | March 16, 2021 |
| October 2022 | $794,509,879 | 54 | July 6, 2022 |
| October 2023 | $2,641,746,411 | 54 | September 25, 2023 |
| October 2024 | $2,615,605,368 | 50 | March 26, 2024 |
| October 2025 | $3,523,875,805 | 49 | July 29, 2025 |
| October 2026 | $3,627,176,290 | 52 | September 24, 2026 |

Regulatory assets under management: $549,232,181 in the October 2021 data and $3,627,176,290 in the October 2026 data, up 560%.
Total employees: 45 in October 2021 and 52 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $4,444,535,753 to $3,627,176,290 (-18%).
- No longer lists an office in Miami, FL.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Employees performing advisory functions went from 21 to 20.
- Regulatory assets under management went from $3,523,875,805 to $4,444,535,753 (+26%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in AR, DC, DE, IA, MO, OR, PR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Provenance Wealth Advisors (CRD 126529): Form ADV filing data as of October 2026.