{
  "crd_number": 126529,
  "slug": "provenance-wealth-advisors-fort-lauderdale-fl-126529",
  "primary_business_name": "PROVENANCE WEALTH ADVISORS",
  "legal_name": "PROVENANCE WEALTH ADVISORS, LLC",
  "dbas": [
    "PROVENANCE WEALTH ADVISORS"
  ],
  "city": "Fort Lauderdale",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-06-25",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-09-24",
  "carried_forward": false,
  "raum_total": 3627176290.0,
  "raum_discretionary": 1806501369.0,
  "raum_non_discretionary": 1820674921.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 52,
  "advisory_employees": 20,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 10300000.0,
      "count": 6
    },
    "individuals": {
      "raum": 205200000.0,
      "count": 2340
    },
    "pension_profit_sharing": {
      "raum": 1170531518.0,
      "count": 119
    },
    "high_net_worth_individuals": {
      "raum": 1910744772.0,
      "count": 524
    },
    "corporations_other_businesses": {
      "raum": 330400000.0,
      "count": 122
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "HI",
    "IL",
    "IN",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MS",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "PA",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/PROVENANCE-WEALTH- ADVISORS",
    "https://m.facebook.com/PROVWEALTH",
    "https://provwealth.com",
    "https://twitter.com/PROVWEALTH"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126529",
  "city_as_filed": "FORT LAUDERDALE",
  "url": "https://advisorcensus.com/firm/provenance-wealth-advisors-fort-lauderdale-fl-126529",
  "display_name": "Provenance Wealth Advisors",
  "summary": "Provenance Wealth Advisors is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 24, 2026.",
  "citation": "AdvisorCensus. Provenance Wealth Advisors (CRD 126529): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Provenance Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Provenance Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Provenance Wealth Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated August 4, 2026 states: Flat fee: $3,000 to $100,000 (financial planning); Hourly rate: $100 to $1,000 an hour (financial planning services); Hourly rate: $100 to $750 an hour (Retirement Plan Consulting Services); Flat fee: $3,000 to $75,000 (Retirement Plan Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Provenance Wealth Advisors located?",
      "a": "Provenance Wealth Advisors' principal office is in Fort Lauderdale, FL, according to its Form ADV; the October 2026 filing also lists 5 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Provenance Wealth Advisors registered with the SEC or a state?",
      "a": "Provenance Wealth Advisors is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 126529."
    },
    {
      "q": "How much does Provenance Wealth Advisors manage?",
      "a": "Provenance Wealth Advisors reports $3,627,176,290 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (50% discretionary)."
    },
    {
      "q": "How have Provenance Wealth Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Provenance Wealth Advisors: Regulatory assets under management: $549,232,181 in the October 2021 data and $3,627,176,290 in the October 2026 data, up 560%. Total employees: 45 in October 2021 and 52 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Provenance Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,340); high net worth individuals (524); corporations or other businesses not listed above (122)."
    },
    {
      "q": "Which custodians does Provenance Wealth Advisors use?",
      "a": "Provenance Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Empower Retirement Inc and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Provenance Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126529"
    },
    {
      "q": "What changed in Provenance Wealth Advisors' recent Form ADV filings?",
      "a": "In the October 2026 filing data: Regulatory assets under management went from $4,444,535,753 to $3,627,176,290 (-18%). No longer lists an office in Miami, FL. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 549232181.0,
      "total_employees": 45,
      "filing_date": "2021-03-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 794509879.0,
      "total_employees": 54,
      "filing_date": "2022-07-06"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2641746411.0,
      "total_employees": 54,
      "filing_date": "2023-09-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2615605368.0,
      "total_employees": 50,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3523875805.0,
      "total_employees": 49,
      "filing_date": "2025-07-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3627176290.0,
      "total_employees": 52,
      "filing_date": "2026-09-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Regulatory assets under management went from $4,444,535,753 to $3,627,176,290 (-18%).",
        "No longer lists an office in Miami, FL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Employees performing advisory functions went from 21 to 20.",
        "Regulatory assets under management went from $3,523,875,805 to $4,444,535,753 (+26%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in AR, DC, DE, IA, MO, OR, PR."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $3,000 to $100,000 (financial planning)",
      "Hourly rate: $100 to $1,000 an hour (financial planning services)",
      "Hourly rate: $100 to $750 an hour (Retirement Plan Consulting Services)",
      "Flat fee: $3,000 to $75,000 (Retirement Plan Consulting Services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $3,000 to $100,000 (financial planning)"
        ],
        "quotes": [
          "PWA will typically charge a fixed fee for financial planning which generally ranges between $3,000 and $100,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $1,000 an hour (financial planning services)"
        ],
        "quotes": [
          "In limited circumstances, we will charge an hourly fee between $100 and $1,000 per hour for financial planning services."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $750 an hour (Retirement Plan Consulting Services)"
        ],
        "quotes": [
          "The hourly fee ranges from $100 to $750, fixed fees range between $3,000 and $75,000, and the assets under advisement fee can be up to 1.25% of the plan’s assets."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $3,000 to $75,000 (Retirement Plan Consulting Services)"
        ],
        "quotes": [
          "The hourly fee ranges from $100 to $750, fixed fees range between $3,000 and $75,000, and the assets under advisement fee can be up to 1.25% of the plan’s assets."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 3000.0,
          "max": 100000.0,
          "period": "one_time",
          "service": "financial planning"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 1000.0,
          "period": "hour",
          "service": "financial planning services"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 750.0,
          "period": "hour",
          "service": "Retirement Plan Consulting Services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 3000.0,
          "max": 75000.0,
          "period": "one_time",
          "service": "Retirement Plan Consulting Services"
        }
      ]
    },
    "quotes": [
      "PWA will typically charge a fixed fee for financial planning which generally ranges between $3,000 and $100,000.",
      "In limited circumstances, we will charge an hourly fee between $100 and $1,000 per hour for financial planning services.",
      "The hourly fee ranges from $100 to $750, fixed fees range between $3,000 and $75,000, and the assets under advisement fee can be up to 1.25% of the plan’s assets.",
      "The hourly fee ranges from $100 to $750, fixed fees range between $3,000 and $75,000, and the assets under advisement fee can be up to 1.25% of the plan’s assets."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Empower Retirement Inc",
      "name_as_filed": "EMPOWER RETIREMENT INC",
      "affiliated": false
    },
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/provenance-wealth-advisors-fort-lauderdale-fl-126529.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 2340,
      "fewer_than_5": false,
      "raum": 205200000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 524,
      "fewer_than_5": false,
      "raum": 1910744772.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 119,
      "fewer_than_5": false,
      "raum": 1170531518.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 10300000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 122,
      "fewer_than_5": false,
      "raum": 330400000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126529",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}