{ "crd_number": 164085, "slug": "proteus-llc-indianapolis-in-164085", "primary_business_name": "PROTEUS, LLC", "legal_name": "PROTEUS, LLC", "dbas": [], "city": "Indianapolis", "state": "IN", "country": "United States", "cbsa_code": "26900", "metro": { "cbsa_code": "26900", "common_name": "Indianapolis", "msa_name": "Indianapolis-Carmel-Greenwood, IN", "path": "/advisors/in/indianapolis" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-05-17", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-07-29", "carried_forward": false, "raum_total": 259790771.0, "raum_discretionary": 259790771.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 15, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 259790771.0, "count": 29 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "IN" ], "websites": [ "https://linkedin.com/company/proteusllc", "https://proteuscapital.us", "https://twitter.com/Proteus_LLC" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164085", "city_as_filed": "INDIANAPOLIS", "url": "https://advisorcensus.com/firm/proteus-llc-indianapolis-in-164085", "display_name": "Proteus, LLC", "summary": "Proteus, LLC is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.", "citation": "AdvisorCensus. Proteus, LLC (CRD 164085): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Proteus, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Proteus, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Proteus, LLC located?", "a": "Proteus, LLC's principal office is in Indianapolis, IN, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Proteus, LLC registered with the SEC or a state?", "a": "Proteus, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 164085." }, { "q": "How much does Proteus, LLC manage?", "a": "Proteus, LLC reports $259,790,771 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (100% discretionary)." }, { "q": "How have Proteus, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Proteus, LLC: Regulatory assets under management: $109,704,741 in the October 2021 data and $259,790,771 in the October 2026 data, up 137%. Total employees: 9 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Proteus, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (29)." }, { "q": "Does Proteus, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164085" }, { "q": "What changed in Proteus, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $217,614,958 to $259,790,771 (+19%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 109704741.0, "total_employees": 9, "filing_date": "2021-08-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 115961367.0, "total_employees": 12, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 128774783.0, "total_employees": 15, "filing_date": "2023-06-07" }, { "period": "2024-10-01", "regulatory_assets_under_management": 215096149.0, "total_employees": 14, "filing_date": "2024-07-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 217614958.0, "total_employees": 13, "filing_date": "2025-07-08" }, { "period": "2026-10-01", "regulatory_assets_under_management": 259790771.0, "total_employees": 15, "filing_date": "2026-07-29" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $217,614,958 to $259,790,771 (+19%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/proteus-llc-indianapolis-in-164085.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 29, "fewer_than_5": false, "raum": 259790771.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164085", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }