# Prospero Wealth, LLC

> Prospero Wealth, LLC is an SEC-registered investment advisory firm in Seattle, WA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 289966
- Filed as: PROSPERO WEALTH, LLC
- Also doing business as: CAPITALWE LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289966
- AdvisorCensus page: https://advisorcensus.com/firm/prospero-wealth-llc-seattle-wa-289966

## Quick answers

**How is Prospero Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prospero Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Prospero Wealth, LLC located?**
Prospero Wealth, LLC's principal office is in Seattle, WA, according to its Form ADV.

**Is Prospero Wealth, LLC registered with the SEC or a state?**
Prospero Wealth, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 289966.

**How much does Prospero Wealth, LLC manage?**
Prospero Wealth, LLC reports $110,555,693 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**What types of clients does Prospero Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (38); other investment advisers (5).

**Which custodians does Prospero Wealth, LLC use?**
Prospero Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Prospero Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289966

**What changed in Prospero Wealth, LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $110,555,693
- Discretionary: $110,555,693
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $15,997,233 |
| High net worth individuals | 42 | $74,058,151 |
| Charitable organizations | 1 | $55,065 |
| Other investment advisers | 5 | $20,418,693 |
| Corporations or other businesses not listed above | 1 | $26,551 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (0 years)
- Employees: 8 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NJ, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capital-we.com
- capitalwe.substack.com
- concentratedwealth.substack.com
- jacobtally.com
- jtally.com
- medium.com/@jacob_tally
- mike.prosperowealth.com
- phildlm.com
- phildlm.substack.com
- prosperowealth.com
- thinkwellinkwell.com
- tinegoba.com
- Instagram @thecapitalwe
- Instagram @vrishinsta
- LinkedIn @75597088
- LinkedIn @jacob_tally
- LinkedIn @michael-bergines
- LinkedIn @phildlm
- LinkedIn @suhasjoshi2
- LinkedIn @vrishin
- X @ProsperoWealth
- X @jhtally
- X @mrefranklin
- YouTube @MoneyCultureStories
- YouTube @prosperowealth

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in NJ.

### April 2026
- Regulatory assets under management went from $100,313,592 to $110,555,693 (+10%).

### January 2026
- Added the business name Capitalwe LLC.
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prospero Wealth, LLC (CRD 289966): Form ADV filing data as of October 2026.