# Prospero Financial Planning, LLC

> Prospero Financial Planning, LLC is a state-registered investment advisory firm in Noblesville, IN, registered since 2009, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2024.

- CRD: 113046
- Filed as: PROSPERO FINANCIAL PLANNING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Noblesville, IN
- Filing period: October 2026
- Form ADV filing dated: March 29, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113046
- AdvisorCensus page: https://advisorcensus.com/firm/prospero-financial-planning-llc-noblesville-in-113046

## Quick answers

**How is Prospero Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prospero Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Prospero Financial Planning, LLC located?**
Prospero Financial Planning, LLC's principal office is in Noblesville, IN, according to its Form ADV.

**Is Prospero Financial Planning, LLC registered with the SEC or a state?**
Prospero Financial Planning, LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 113046.

**How much does Prospero Financial Planning, LLC manage?**
Prospero Financial Planning, LLC reports $4,499,085 in regulatory assets under management in its Form ADV filing dated March 29, 2024 (100% discretionary).

**What types of clients does Prospero Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).

**Does Prospero Financial Planning, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113046

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $4,499,085
- Discretionary: $4,499,085
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $4,499,085 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2009 (17 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113046

### Websites listed on Form ADV (Item 1.I)
- prosperofp.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prospero Financial Planning, LLC (CRD 113046): Form ADV filing data as of October 2026.